DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Epi Financial Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Shane Thomas KinneyHantz Financial Services, Inc. independent RIAEpi Financial Group state registeredRIA to a state-registered adviserDec 13, 2024Jan 6, 2025
Benson N OnyegbulaEdward Jones national BDEpi Financial Group state registeredAffiliated broker-dealer or bank to a state-registered adviserNov 19, 2024Nov 27, 2024
Ryan Michael RikerPruco Securities, LLC BD affiliatedEpi Financial Group state registeredAffiliated broker-dealer or bank to a state-registered adviserOct 19, 2022Aug 15, 2023 (300 d)
Robert Thomas McmahonBrookstone Wealth Advisors, LLC otherEpi Financial Group state registeredOtherSep 11, 2017Sep 22, 2017
Randall Albert KnappMattson Financial Services, LLC independent RIAEpi Financial Group state registeredRIA to a state-registered adviserJan 6, 2017Jan 11, 2017
Anthony Dean BagneschiEpi Advisors LLC unclassifiedEpi Financial Group state registeredOtherJan 20, 2015Jan 28, 2015
Robert Russell ShampineEpi Advisors LLC unclassifiedEpi Financial Group state registeredOtherJan 20, 2015Jan 28, 2015
Richard John CrandallEpi Advisors LLC unclassifiedEpi Financial Group state registeredOtherJan 20, 2015Jan 28, 2015
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8 moves match.