DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rubicon Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Terall Deane Blalock | Ameritas Advisory Services, LLC BD affiliated | Rubicon Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2026 | Apr 1, 2026 |
| Julio Christian Marrero | Edward Jones national BD | Rubicon Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2025 | Jun 8, 2025 |
| Kevin Paul Crandell | Bright Lake Wealth Management, LLC independent RIA | Rubicon Advisors independent RIA | RIA to RIA | May 28, 2024 | Jun 21, 2024 |
| Andrew Rocky Chen | Edward Jones national BD | Rubicon Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2017 | Oct 25, 2017 |
| Eric Brandon Bates | Wells Fargo Advisors wirehouse | Rubicon Advisors other | Other | Sep 27, 2017 | Sep 18, 2017 |
| John Stuart Winn | Wells Fargo Advisors wirehouse | Rubicon Advisors other | Other | May 25, 2017 | May 24, 2017 |
| Leroy Dennis Simpson | LPL Financial LLC other | Rubicon Advisors other | Other | Dec 23, 2016 | Sep 8, 2016 |
| Andrew Francis Tenaglia | LPL Financial LLC other | Rubicon Advisors other | Other | Sep 7, 2016 | Mar 17, 2015 |
| Brian Jeffrey Stephens | Edward Jones national BD | Rubicon Advisors other | Other | Jul 29, 2016 | Jul 28, 2016 |
| Mark Motell | Wells Fargo Advisors wirehouse | Rubicon Advisors other | Other | Mar 2, 2015 | Mar 17, 2015 |
| Brian Bradley Russell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rubicon Advisors other | Other | Jun 18, 2012 | Mar 17, 2015 (1002 d) |
| Steven Paul Boero | Valic Financial Advisors, Inc. other | Rubicon Advisors other | Other | Dec 31, 2004 | Mar 17, 2015 (3728 d) |
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12 moves match.