DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Arca Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Craig William Pfau | LPL Financial LLC BD affiliated | Arca Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2026 | Sep 1, 2026 |
| Frederick John Bohlander | Sandbox Financial Partners, LLC independent RIA | Arca Wealth, LLC independent RIA | RIA to RIA | Jun 15, 2026 | Jul 23, 2026 (38 d) |
| Blake Millard | Sandbox Financial Partners, LLC independent RIA | Arca Wealth, LLC independent RIA | RIA to RIA | Jun 15, 2026 | Jun 23, 2026 |
| Daniel Harton Christenson | Sandbox Financial Partners, LLC independent RIA | Arca Wealth, LLC independent RIA | RIA to RIA | Jun 15, 2026 | Jun 23, 2026 |
| Steven Jacob Scott | Sandbox Financial Partners, LLC independent RIA | Arca Wealth, LLC independent RIA | RIA to RIA | Jun 15, 2026 | Jun 23, 2026 |
| John William Slattery | Key Investment Services LLC BD affiliated | Arca Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2026 | Apr 2, 2026 |
| Joshua Irving Bartlett | Cambridge Investment Research Advisors, Inc. BD affiliated | Arca Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2018 | Jan 24, 2020 (574 d) |
| Peter Crawford Waitkun | Manulife Investment Management (US) LLC other | Arca Wealth, LLC independent RIA | Other | Feb 16, 2018 | Mar 13, 2024 (2217 d) |
| Diane Agrodnia Dubois | Martel Dorow, Inc. unclassified | Arca Wealth, LLC no RAUM | Other | Jun 23, 2015 | Jun 23, 2015 |
| Joseph Robert Skees | Wells Fargo Advisors wirehouse | Arca Wealth, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 17, 2015 | Jun 23, 2015 |
| Paul Stephen Stanley | Wells Fargo Advisors wirehouse | Arca Wealth, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 17, 2015 | Jun 23, 2015 |
Page 1 of 1
11 moves match.