DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Main Street Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Spaulding Showalter | LPL Financial LLC independent RIA | The Main Street Group independent RIA | RIA to RIA | Dec 12, 2017 | Mar 13, 2018 (91 d) |
| Christin Bonomonte | Pruco Securities, LLC other | The Main Street Group independent RIA | Other | Oct 26, 2016 | Dec 16, 2016 (51 d) |
| Catherine Shaner Carlock | LPL Financial LLC other | The Main Street Group independent RIA | Other | Nov 17, 2015 | Oct 15, 2015 |
| Virginia Adcox Mylks | LPL Financial LLC other | The Main Street Group independent RIA | Other | Nov 13, 2015 | Oct 22, 2015 |
| Lisa Lynn Roccaforte | LPL Financial LLC other | The Main Street Group independent RIA | Other | Nov 13, 2015 | Oct 15, 2015 |
| Christopher Lee Farver | LPL Financial LLC other | The Main Street Group independent RIA | Other | Nov 13, 2015 | Oct 15, 2015 |
| Thomas Andrew Love | LPL Financial LLC other | The Main Street Group independent RIA | Other | Nov 13, 2015 | Oct 16, 2015 |
| Lawrence Edwin Grimes | LPL Financial LLC other | The Main Street Group independent RIA | Other | Sep 1, 2015 | Sep 2, 2015 |
| John G Spiers | Waypoint Advisors, LLC other | The Main Street Group independent RIA | Other | Feb 12, 2013 | Mar 13, 2018 (1855 d) |
| Robert Manning Loflin | Signator Investors, Inc. other | The Main Street Group independent RIA | Other | May 21, 2012 | Oct 15, 2015 (1242 d) |
| Steven Gary Prestyly | Wells Fargo Advisors wirehouse | The Main Street Group independent RIA | Wirehouse to independent RIA | Jan 13, 2003 | Oct 15, 2015 (4658 d) |
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11 moves match.