DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Curi Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Michael Arthur | Park Ridge Asset Management independent RIA | Curi Capital mixed wealth | RIA to RIA | Sep 7, 2022 | Sep 7, 2022 |
| Katie Lamm Strother | Park Ridge Asset Management independent RIA | Curi Capital mixed wealth | RIA to RIA | Sep 7, 2022 | Sep 7, 2022 |
| Colin Michael Kelly | Kdi Capital Partners, LLC mixed wealth | Curi Capital independent RIA | RIA to RIA | Jan 19, 2022 | Jan 10, 2022 |
| Sheldon Michael Fox | Kdi Capital Partners, LLC mixed wealth | Curi Capital independent RIA | RIA to RIA | Jan 19, 2022 | Jan 10, 2022 |
| Jessica Pierce Pasquale | Cetera Investment Advisers LLC BD affiliated | Curi Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2021 | Nov 23, 2021 (39 d) |
| Thomas Vincent Kelly | Td Ameritrade Investment Management, LLC independent RIA | Curi Capital independent RIA | RIA to RIA | Sep 10, 2019 | Nov 1, 2021 (783 d) |
| Erin Tobin Rogers | Fidelity Personal And Workplace Advisors BD affiliated | Curi Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2019 | Jan 17, 2020 (135 d) |
| Frances Opfer Cronlund | First Citizens Investor Services, Inc. BD affiliated | Curi Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2019 | Sep 5, 2019 (34 d) |
| Mark Nicholas Paccione | Captrust institutional | Curi Capital independent RIA | Other | Jun 5, 2019 | Sep 3, 2019 (90 d) |
| Joseph Allen Dillon | Captrust other | Curi Capital other | Other | Mar 20, 2018 | Apr 4, 2018 |
| Cameron John Rosenow | Morgan Stanley wirehouse | Curi Capital other | Other | Aug 17, 2016 | Aug 16, 2016 |
| Duncan Mclaurin Gibson | Morgan Stanley wirehouse | Curi Capital other | Other | Aug 9, 2016 | Aug 2, 2016 |
| Joshua Ben Voisine | First Citizens Asset Management, Inc other | Curi Capital independent RIA | Other | Dec 4, 2014 | Aug 23, 2021 (2454 d) |
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13 moves match.