DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Moloney Investment Advisory LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Elton Albert BuecheMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
Paul Kurt SaxenmeyerMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025May 5, 2016
Meredith Cabell JonesMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
James Constantine KekerisMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
James Edward NelsonMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
Gary Paul NotchMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
Arthur Leslie JacksonMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
Mark James MurthaMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
William Rafford WhiteMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Apr 4, 2016
Peter Jon FerraroMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Apr 11, 2016
Charles William HeilMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
Joseph Ronald MedleyMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
Jadyn Chang LoeddingMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
Eric Alexander DuncanMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
Amy L. DuncanMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
David Francis LagrangeMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
Brian Patrick CorriganMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
Joseph Richard MullerMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
Jeffrey Patrick RosemanMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025May 24, 2016
William Scott PaddorMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherJan 17, 2025Mar 17, 2016
Douglas Fosdick CarterMoloney Securities Asset Management LLC otherMoloney Investment Advisory LLC no RAUMOtherDec 7, 2016May 10, 2016
Matthew Joseph FranchinaConcourse Financial Group Advisors otherMoloney Investment Advisory LLC no RAUMOtherJun 17, 2016May 31, 2016
Christopher Brian PelleyRBC Capital Markets, LLC national BDMoloney Investment Advisory LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 2, 2016May 20, 2016
Matthew Thomas WorkmanRBC Capital Markets, LLC national BDMoloney Investment Advisory LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 2, 2016May 20, 2016
Deanna Louise MooreNorthwestern Mutual Investment Services,LLC otherMoloney Investment Advisory LLC no RAUMOtherAug 13, 2014May 19, 2016 (645 d)
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25 moves match.