DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Guerra Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Harvis Armando AstorgaMariner BD affiliatedGuerra Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2026Sep 17, 2026
Preston Taylor ByrnesLPL Enterprise, LLC BD affiliatedGuerra Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 26, 2026Aug 31, 2026
Mark A BarefieldLPL Financial LLC BD affiliatedGuerra Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIADec 24, 2024Mar 6, 2025 (72 d)
Jonatan I AlvarezCitigroup Global Markets Inc. BD affiliatedGuerra Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAApr 24, 2024Apr 22, 2024
Jorge Luis Perez RuizCitigroup Global Markets Inc. BD affiliatedGuerra Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAApr 10, 2024May 4, 2024
Erick ReinosoWells Fargo Advisors wirehouseGuerra Wealth Advisors independent RIAWirehouse to independent RIAJan 26, 2023Jan 2, 2026 (1072 d)
Harvis Armando AstorgaMorgan Stanley wirehouseGuerra Wealth Advisors independent RIAWirehouse to independent RIAJan 19, 2022Jan 16, 2025 (1093 d)
Sebastian C. GuerraInvestacorp Advisory Services Inc otherGuerra Wealth Advisors independent RIAOtherApr 11, 2016Jun 29, 2016 (79 d)
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8 moves match.