DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Howard Bailey Securities, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher HylenPlanning Alternatives Ltd independent RIAHoward Bailey Securities, LLC independent RIARIA to RIAMay 26, 2023Jun 25, 2023
David Scott LittrellEquitable Advisors, LLC national BDHoward Bailey Securities, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 15, 2023Feb 10, 2023
Matthew PostellFidelity Personal And Workplace Advisors BD affiliatedHoward Bailey Securities, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2022May 1, 2023 (181 d)
Brian Robert SingerAe Wealth Management, LLC BD affiliatedHoward Bailey Securities, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 3, 2022Mar 30, 2022
James A DeweseOsaic Wealth, Inc. BD affiliatedHoward Bailey Securities, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 3, 2022Apr 4, 2022 (32 d)
Ryan Deane ZeebOneascent Financial Services LLC independent RIAHoward Bailey Securities, LLC independent RIARIA to RIAAug 13, 2019Nov 9, 2023 (1549 d)
Bradley Milinko SimichEdward Jones national BDHoward Bailey Securities, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2018Nov 23, 2018
Christopher Louis HorokyEdward Jones national BDHoward Bailey Securities, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 13, 2018Feb 22, 2018
Marshal Neil JohnsonGlobal Financial Private Capital, Inc. otherHoward Bailey Securities, LLC independent RIAOtherApr 13, 2017Mar 6, 2019 (692 d)
Casey Bailey WeadeGlobal Financial Private Capital, Inc. otherHoward Bailey Securities, LLC independent RIAOtherApr 13, 2017Mar 6, 2019 (692 d)
James KennedyStrategic Advisers LLC national BDHoward Bailey Securities, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 6, 2017Jun 27, 2017 (172 d)
Nathan J DevauxGlobal Financial Private Capital, Inc. otherHoward Bailey Securities, LLC independent RIAOtherJul 27, 2016Mar 30, 2016
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12 moves match.