DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Paradigm Wealth Advisory LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel Joseph LombardozziGarden State Investment Advisory Services, LLC independent RIAParadigm Wealth Advisory LLC independent RIARIA to RIAMar 3, 2026Feb 18, 2026
John Anthony NaphorFortis Group Advisors LLC independent RIAParadigm Wealth Advisory LLC independent RIARIA to RIAApr 1, 2024Apr 4, 2024
Kevin Dru KorondiFortis Group Advisors LLC independent RIAParadigm Wealth Advisory LLC independent RIARIA to RIAApr 1, 2024Apr 4, 2024
Joseph Kevin WhiteMorgan Stanley wirehouseParadigm Wealth Advisory LLC independent RIAWirehouse to independent RIAMar 2, 2023Apr 4, 2023 (33 d)
Laurence Michael BraunsteinJanney Montgomery Scott LLC BD affiliatedParadigm Wealth Advisory LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 16, 2019Oct 31, 2019 (45 d)
Jordan Stone BraunsteinJanney Montgomery Scott LLC BD affiliatedParadigm Wealth Advisory LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 14, 2018Sep 18, 2019 (461 d)
Warren Bernard GallagherFirst Allied Advisory Services, Inc. otherParadigm Wealth Advisory LLC no RAUMOtherJun 9, 2016Jun 16, 2016
David Timothy ProvinsalFirst Allied Advisory Services, Inc. otherParadigm Wealth Advisory LLC no RAUMOtherMay 3, 2016May 10, 2016
David ChenetFirst Allied Advisory Services, Inc. otherParadigm Wealth Advisory LLC no RAUMOtherDec 23, 2014May 11, 2016 (505 d)
Justin Richard SteeleMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseParadigm Wealth Advisory LLC independent RIAWirehouse to independent RIAJun 7, 2010Nov 30, 2021 (4194 d)
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10 moves match.