DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lebenthal Global Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Herbert Lars RefvikMML Investors Services, LLC BD affiliatedLebenthal Global Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 18, 2025Jan 23, 2026 (36 d)
Tracy ByrnesUBS Financial Services Inc. wirehouseLebenthal Global Advisors, LLC independent RIAWirehouse to independent RIAMay 8, 2025Apr 23, 2025
Gary SlavinMML Investors Services, LLC BD affiliatedLebenthal Global Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 28, 2025Jan 31, 2025
Jeffrey Colin TewsThrivent Investment Management Inc. BD affiliatedLebenthal Global Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 11, 2024May 9, 2024
Keith ChatelUnited Capital Financial Advisors BD affiliatedLebenthal Global Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 20, 2023Jan 10, 2023
Ivan Negron-RamosNegron-Ramos LLC unclassifiedLebenthal Global Advisors, LLC independent RIAOtherDec 22, 2022Jan 18, 2023
Henry MontagTlg Advisors, Inc. BD affiliatedLebenthal Global Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 16, 2021Aug 30, 2021
Mark Edward RienerthAvenir Private Advisors, LLC independent RIALebenthal Global Advisors, LLC independent RIARIA to RIAFeb 4, 2020Jun 18, 2020 (135 d)
Everett Scott YoungbergAvenir Private Advisors, LLC independent RIALebenthal Global Advisors, LLC independent RIARIA to RIAFeb 4, 2020Sep 10, 2020 (219 d)
Mark Allen GaynoeCapital Guardian Wealth Management, LLC independent RIALebenthal Global Advisors, LLC independent RIARIA to RIADec 31, 2018Aug 18, 2020 (596 d)
Claudia Jane SternFusion Analytics Investment Partners LLC otherLebenthal Global Advisors, LLC independent RIAOtherSep 26, 2017Jul 24, 2022 (1762 d)
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11 moves match.