DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Urban Wealth Management Or Uwm

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Erin Mackenzie RagsdaleJ.P. Morgan Securities LLC wirehouseUrban Wealth Management Or Uwm independent RIAWirehouse to independent RIAMay 15, 2025Oct 14, 2025 (152 d)
Julia Marie SeroskieMML Investors Services, LLC BD affiliatedUrban Wealth Management Or Uwm independent RIAAffiliated broker-dealer or bank to independent RIAAug 16, 2024Feb 12, 2026 (545 d)
Roxana E SolorzanoAllstate Financial Advisors, LLC BD affiliatedUrban Wealth Management Or Uwm independent RIAAffiliated broker-dealer or bank to independent RIASep 1, 2023Sep 1, 2023
Melanie Denise PerrySagepoint Financial, Inc. BD affiliatedUrban Wealth Management Or Uwm independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2021Feb 8, 2022 (39 d)
Millu Chang RamirezSteelpeak Wealth, LLC otherUrban Wealth Management Or Uwm otherOtherMar 12, 2018Mar 2, 2018
Rene Annise NourseConcert Wealth Management otherUrban Wealth Management Or Uwm otherOtherJun 30, 2017May 15, 2017
April Lynn CharlesConcert Wealth Management otherUrban Wealth Management Or Uwm otherOtherJun 30, 2017May 18, 2017
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7 moves match.