DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Liberty Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric N Schoonover | J.P. Morgan Securities LLC wirehouse | Liberty Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Sep 28, 2024 | Sep 30, 2024 |
| Tracy Owen Tamura | Hansen & Associates Financial Group Inc. independent RIA | Liberty Wealth Management, LLC independent RIA | RIA to RIA | Jul 15, 2024 | Jul 23, 2024 |
| Jared Wegrzyn | Creative Planning independent RIA | Liberty Wealth Management, LLC independent RIA | RIA to RIA | May 31, 2022 | Nov 10, 2022 (163 d) |
| David Sean Gillimore | Emerson Equity LLC BD affiliated | Liberty Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2022 | Mar 18, 2022 |
| Steven Samuel Christensen | Equitable Advisors, LLC national BD | Liberty Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2020 | Jan 28, 2020 |
| Stephen Ernest Mantzouris | O'Donnell Financial Services, LLC independent RIA | Liberty Wealth Management, LLC independent RIA | RIA to RIA | May 7, 2019 | Aug 6, 2019 (91 d) |
| Christopher Estrada | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Liberty Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Feb 5, 2019 | Feb 6, 2019 |
| Candace Carole Hamilton | A.G.P / Alliance Global Partners other | Liberty Wealth Management, LLC independent RIA | Other | Aug 5, 2015 | Oct 7, 2022 (2620 d) |
| David James Hollander | Wildwood Asset Management LLC unclassified | Liberty Wealth Management, LLC independent RIA | Other | Jan 9, 2013 | May 22, 2018 (1959 d) |
Page 1 of 1
9 moves match.