DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Slatestone Wealth LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lisa Lynn TomczakSvb Wealth BD affiliatedSlatestone Wealth LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 19, 2023Jul 25, 2023
Russell William O'BrienMorgan Stanley wirehouseSlatestone Wealth LLC independent RIAWirehouse to independent RIAAug 2, 2023Aug 17, 2023
Daniel Doyce PayneMorgan Stanley wirehouseSlatestone Wealth LLC independent RIAWirehouse to independent RIAAug 2, 2023Aug 17, 2023
Jason Wayne JoanisBmo Asset Management Corp. otherSlatestone Wealth LLC independent RIAOtherFeb 4, 2022Jan 3, 2022
Jennifer Laurel Ridley HansonLPL Financial LLC BD affiliatedSlatestone Wealth LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 14, 2022Jan 3, 2022
Robert LevinSlatestone Private Client independent RIASlatestone Wealth LLC independent RIARIA to RIAMar 26, 2020Mar 13, 2020
Troy Canner SorelSlatestone Private Client independent RIASlatestone Wealth LLC independent RIARIA to RIAMar 26, 2020Jan 23, 2020
Kenneth PolcariButcherjoseph Asset Management, LLC unclassifiedSlatestone Wealth LLC independent RIAOtherOct 1, 2019Dec 13, 2023 (1534 d)
Kimberly Lynne PierceDaniel Devine & Company independent RIASlatestone Wealth LLC independent RIARIA to RIADec 26, 2018Sep 24, 2018
David John CostiganPenobscot Investment Management Company, Inc. independent RIASlatestone Wealth LLC independent RIARIA to RIAMay 2, 2018Oct 16, 2018 (167 d)
Robert Glenn PavlikSvb Wealth otherSlatestone Wealth LLC otherOtherDec 18, 2017Jan 17, 2018
Glenn William KoehlCapital Markets Iq, LLC independent RIASlatestone Wealth LLC otherOtherDec 4, 2017Dec 4, 2017
Jason Scott RasmussenCapital Markets Iq, LLC independent RIASlatestone Wealth LLC otherOtherDec 4, 2017Dec 8, 2017
Eyal (Nmn) GalinskyLPL Financial LLC otherSlatestone Wealth LLC no RAUMOtherJun 20, 2017Jun 9, 2017
Ronit RogoszinskiLPL Financial LLC otherSlatestone Wealth LLC otherOtherJun 19, 2017Jul 6, 2017
Nicole Quiroga Galinsky CarlonLPL Financial LLC otherSlatestone Wealth LLC otherOtherJun 19, 2017Jul 5, 2017
Timothy Matthew BrannSvb Wealth otherSlatestone Wealth LLC otherOtherOct 28, 2016Oct 27, 2017 (364 d)
Charles John DanielsBmo Harris Financial Advisors, Inc otherSlatestone Wealth LLC independent RIAOtherJul 1, 2016Jun 22, 2022 (2182 d)
Sharon Anne DanielsSvb Wealth otherSlatestone Wealth LLC no RAUMOtherDec 7, 2015Apr 14, 2017 (494 d)
Ryan Daniel EricksonSvb Wealth otherSlatestone Wealth LLC independent RIAOtherNov 12, 2014Nov 12, 2021 (2557 d)
Dennis Patrick HarkinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSlatestone Wealth LLC independent RIAWirehouse to independent RIAOct 16, 2006Nov 19, 2020 (5148 d)
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21 moves match.