DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Arkos Global Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Charles Ross ShiverEdward Jones national BDArkos Global Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 31, 2024Jun 24, 2024
William Christopher GardnerEdward Jones national BDArkos Global Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 21, 2023Feb 21, 2023
Craig Chambers DawsonHightower Advisors, LLC BD affiliatedArkos Global Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 29, 2022May 3, 2022
Thomas A WalkerFsc Securities Corporation BD affiliatedArkos Global Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 6, 2022Jan 11, 2022
James Thomas LeopoldPruco Securities, LLC BD affiliatedArkos Global Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 6, 2021Sep 2, 2021 (58 d)
Lester M BrackleyBison Wealth, LLC mixed wealthArkos Global Advisors, LLC independent RIARIA to RIAMar 24, 2020Mar 20, 2020
Timothy Kane McgukinBison Wealth, LLC mixed wealthArkos Global Advisors, LLC independent RIARIA to RIAMar 24, 2020Mar 20, 2020
Patrick Dennis CombsSolutions 4 Wealth otherArkos Global Advisors, LLC otherOtherSep 8, 2017Aug 18, 2017
Jeffrey Alan ThomasMorgan Stanley wirehouseArkos Global Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 26, 2017Apr 25, 2017
Ethan H PollardMorgan Stanley wirehouseArkos Global Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 26, 2017Apr 25, 2017
James Ray MunchbachAvidian Wealth Solutions otherArkos Global Advisors, LLC no RAUMOtherApr 25, 2017Apr 25, 2017
Taylor ParkerSagepoint Financial, Inc. otherArkos Global Advisors, LLC no RAUMOtherApr 17, 2017Apr 25, 2017
Michael Harvey RichterUhy Capital Advisors, LLC unclassifiedArkos Global Advisors, LLC no RAUMOtherSep 14, 2015May 31, 2017 (625 d)
Joshua Shane ArringtonBanc One Securities Corporation unclassifiedArkos Global Advisors, LLC independent RIAOtherMay 28, 2004Jan 7, 2020 (5702 d)
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14 moves match.