DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Avestar Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Emilio Silvestri | Jefferies Investment Advisers LLC mixed wealth | Avestar Capital, LLC independent RIA | RIA to RIA | Aug 19, 2026 | Jul 13, 2026 |
| Samandar Kasimov | Frisch Financial Group, Inc. independent RIA | Avestar Capital, LLC independent RIA | RIA to RIA | Nov 6, 2025 | Apr 19, 2026 (164 d) |
| Jonathan Daniel Shaban | Overbrook Management Corporation independent RIA | Avestar Capital, LLC independent RIA | RIA to RIA | Jun 10, 2025 | Jun 25, 2025 |
| Jason Mcmillen | Rockefeller Capital Management BD affiliated | Avestar Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2025 | Jul 2, 2025 |
| Raymond Baldeo Balroop | Hightower Advisors, LLC BD affiliated | Avestar Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2024 | Jan 29, 2025 (110 d) |
| Michael Eric Trapp | Morgan Stanley wirehouse | Avestar Capital, LLC independent RIA | Wirehouse to independent RIA | Jul 31, 2023 | Jul 27, 2023 |
| Michael C Kettner | Kestra Advisory Services, LLC BD affiliated | Avestar Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 17, 2022 | May 25, 2022 |
| Xerxes Soli Mullan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Avestar Capital, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 21, 2017 | Mar 17, 2017 |
| Jennifer Diane Wolf | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Avestar Capital, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 20, 2017 | Mar 17, 2017 |
| Sanjeet Kishore Dass | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Avestar Capital, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 20, 2017 | Mar 17, 2017 |
| Mark E Lebida | Advice And Planning Services other | Avestar Capital, LLC no RAUM | Other | Jul 29, 2016 | May 11, 2017 (286 d) |
| Christopher Dunne | J.P. Morgan Securities LLC wirehouse | Avestar Capital, LLC independent RIA | Wirehouse to independent RIA | May 6, 2015 | Feb 11, 2022 (2473 d) |
| Brian James Fullerton | Merrill Lynch Investment Managers LP unclassified | Avestar Capital, LLC independent RIA | Other | Dec 20, 2006 | Oct 23, 2024 (6517 d) |
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13 moves match.