DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Awm Capital, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William ChapmanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAwm Capital, LLC independent RIAWirehouse to independent RIAApr 13, 2026Apr 8, 2026
David Rickard PenniallBridge Advisory LLC independent RIAAwm Capital, LLC independent RIARIA to RIAOct 31, 2024May 26, 2017
Devon Maxwell NickBridge Advisory LLC independent RIAAwm Capital, LLC independent RIARIA to RIAOct 31, 2024Jul 7, 2021
Corbin Davis BozosiCharles Schwab & Co., Inc. national BDAwm Capital, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 24, 2024Apr 29, 2025 (340 d)
Charles Michael TooleCreative Planning independent RIAAwm Capital, LLC independent RIARIA to RIAJan 8, 2024Apr 5, 2024 (88 d)
Jacob Alexander MayBip Wealth, LLC independent RIAAwm Capital, LLC independent RIARIA to RIAOct 18, 2023Nov 22, 2023 (35 d)
Justin Michael DyerRetirement Wellness Group institutionalAwm Capital, LLC independent RIAOtherJan 18, 2023Apr 12, 2019
Jeffrey Ryan LockeFive Oceans Advisors independent RIAAwm Capital, LLC independent RIARIA to RIAJan 8, 2023Jan 26, 2023
Mena R HannaBridge Advisory LLC independent RIAAwm Capital, LLC independent RIARIA to RIAJun 15, 2022Nov 8, 2024 (877 d)
Jacob Alan GurockVanguard Advisers, Inc. BD affiliatedAwm Capital, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 24, 2021Jun 11, 2021
Bryson Wills Mc Guffey1 Union Management, LLC state registeredAwm Capital, LLC independent RIAOtherJan 22, 2021Dec 10, 2020
Aaron David GoldbergIndependent Financial Group, LLC independent RIAAwm Capital, LLC independent RIARIA to RIASep 14, 2020Apr 19, 2023 (947 d)
Regan Joseph FlahertyWells Fargo Advisors wirehouseAwm Capital, LLC independent RIAWirehouse to independent RIAJul 29, 2020Jul 6, 2020
Travis C ChickMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAwm Capital, LLC independent RIAWirehouse to independent RIANov 3, 2018Oct 31, 2018
Francisco Javier SanchezAmeriprise Financial Services, LLC national BDAwm Capital, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 17, 2018Jul 26, 2024 (2292 d)
Erik Daniel AverillBridge Advisory LLC otherAwm Capital, LLC independent RIAOtherJan 31, 2018May 23, 2017
Brandon Lee AverillBridge Advisory LLC otherAwm Capital, LLC independent RIAOtherJan 31, 2018May 26, 2017
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17 moves match.