DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Winthrop Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott CohenEagle Strategies LLC BD affiliatedWinthrop Wealth independent RIAAffiliated broker-dealer or bank to independent RIAApr 13, 2026Apr 10, 2026
Robert AbendrothEagle Strategies LLC BD affiliatedWinthrop Wealth independent RIAAffiliated broker-dealer or bank to independent RIAApr 13, 2026Apr 10, 2026
David William MercerMercer Asset Management, Inc. unclassifiedWinthrop Wealth independent RIAOtherDec 2, 2025Sep 3, 2025
Earl Bryan WinthropLPL Financial LLC BD affiliatedWinthrop Wealth no RAUMOtherJan 8, 2025May 16, 2017
Mark Steven WinthropLPL Financial LLC BD affiliatedWinthrop Wealth otherOtherJan 8, 2025Oct 16, 2017
Richard Charles St. OngeLPL Financial LLC BD affiliatedWinthrop Wealth otherOtherJan 8, 2025Oct 11, 2017
Edward Thomas BurkeLPL Financial LLC BD affiliatedWinthrop Wealth otherOtherDec 17, 2024Oct 11, 2017
David Michael MoretskyPrivate Advisor Group, LLC BD affiliatedWinthrop Wealth independent RIAAffiliated broker-dealer or bank to independent RIADec 2, 2022Nov 15, 2022
Aimee Margaret LloydPrivate Advisor Group, LLC BD affiliatedWinthrop Wealth independent RIAAffiliated broker-dealer or bank to independent RIADec 2, 2022Nov 15, 2022
Robert James ReamerPrivate Advisor Group, LLC BD affiliatedWinthrop Wealth independent RIAAffiliated broker-dealer or bank to independent RIADec 2, 2022Nov 15, 2022
Amber Michele MoserPrivate Advisor Group, LLC BD affiliatedWinthrop Wealth independent RIAAffiliated broker-dealer or bank to independent RIADec 2, 2022Nov 15, 2022
Francesca M LanzaEaton Vance Management asset managerWinthrop Wealth independent RIAOtherOct 7, 2022Nov 2, 2022
Harvey Alan SlaughterSchechter Investment Advisors, LLC independent RIAWinthrop Wealth independent RIARIA to RIASep 15, 2022Oct 4, 2022
Jonathan Peter HunterJohn Hancock Investment Management LLC asset managerWinthrop Wealth independent RIAOtherOct 5, 2021Nov 10, 2021 (36 d)
Richard Andrew BoehmUnified Wealth Management, LLC independent RIAWinthrop Wealth independent RIARIA to RIADec 10, 2020Aug 12, 2020
Robert Eric ZolaLPL Financial LLC BD affiliatedWinthrop Wealth otherOtherOct 7, 2020Oct 16, 2017
Lucas Alexander WinthropLPL Financial LLC BD affiliatedWinthrop Wealth otherOtherOct 6, 2020Oct 11, 2017
Maggie Webster PiccirilloLPL Financial LLC independent RIAWinthrop Wealth otherOtherJun 17, 2019Oct 11, 2017
Andrew Joseph MurphyShepherd Financial Partners, LLC otherWinthrop Wealth otherOtherJan 10, 2018Mar 19, 2018 (68 d)
Kenneth James DeanPeak Financial Management Inc otherWinthrop Wealth independent RIAOtherJul 24, 2017May 7, 2018 (287 d)
Gregory Paul CostantinoChoreo, LLC otherWinthrop Wealth otherOtherFeb 2, 2015Mar 19, 2018 (1141 d)
Peter Thomas JaworskiChoreo, LLC otherWinthrop Wealth otherOtherJan 9, 2015Oct 16, 2017 (1011 d)
Daniel L CastleJohn Hancock Distributors LLC unclassifiedWinthrop Wealth independent RIAOtherDec 31, 2006Jun 18, 2019 (4552 d)
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23 moves match.