DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Prevail Innovative Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andy J HolmesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePrevail Innovative Wealth Advisors, LLC independent RIAWirehouse to independent RIAJan 2, 2026Jan 2, 2026
William James KeechBankers Life Advisory Services, Inc. BD affiliatedPrevail Innovative Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 17, 2025Jul 9, 2025
Jason Grant MontgomeryNormandy Investment Advisors independent RIAPrevail Innovative Wealth Advisors, LLC independent RIARIA to RIADec 5, 2024Dec 5, 2024
Jesse Andre HernandezVoya Retirement Advisors, LLC otherPrevail Innovative Wealth Advisors, LLC independent RIAOtherNov 4, 2024Dec 2, 2024
Jay Frederick HaffleyLPL Financial LLC BD affiliatedPrevail Innovative Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 14, 2024Nov 20, 2024 (37 d)
Dylan S SalesLPL Financial LLC BD affiliatedPrevail Innovative Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 17, 2024Jul 15, 2024
Madison Leigh ParkerUSA Financial Securities LLC independent RIAPrevail Innovative Wealth Advisors, LLC independent RIARIA to RIAJan 11, 2024Jan 11, 2024
Thomas Richard WrightPruco Securities, LLC BD affiliatedPrevail Innovative Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 8, 2023Nov 7, 2023
Bryan M FarwellWoodbury Financial Services, Inc. BD affiliatedPrevail Innovative Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2021Jan 6, 2022
Jered Roger HuntHornor, Townsend & Kent, LLC BD affiliatedPrevail Innovative Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 18, 2018Oct 29, 2020 (711 d)
Dustin Lynn PalmerWaddell & Reed BD affiliatedPrevail Innovative Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 3, 2018May 14, 2018
Bradley Christopher LawingLawing Financial Inc otherPrevail Innovative Wealth Advisors, LLC no RAUMOtherSep 12, 2017Jul 7, 2017
Andrew Franklin StaffordLawing Financial Inc otherPrevail Innovative Wealth Advisors, LLC no RAUMOtherSep 12, 2017Aug 18, 2017
Kerry Lee LawingOn Investment Management Co otherPrevail Innovative Wealth Advisors, LLC independent RIAOtherJul 16, 2010Feb 9, 2021 (3861 d)
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14 moves match.