DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Adaptfirst Investments LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Walter Ray LasleyMomentum Independent Network Inc. BD affiliatedAdaptfirst Investments LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserMay 15, 2024May 19, 2024
Kyle Adam LeonardFund Direct Advisors Inc. institutionalAdaptfirst Investments LLC state registeredOtherMay 18, 2021May 19, 2021
Tristen Andrew GadberryTrilogy Capital, Inc. independent RIAAdaptfirst Investments LLC state registeredRIA to a state-registered adviserNov 2, 2020Jan 11, 2021 (70 d)
Ryan StarkLPL Financial LLC BD affiliatedAdaptfirst Investments LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserOct 2, 2020Jan 11, 2021 (101 d)
Robert Perry MastenMasten Capital Management, LLC unclassifiedAdaptfirst Investments LLC state registeredOtherApr 30, 2020Mar 4, 2021 (308 d)
Leslie GarnerInnovation Partners LLC BD affiliatedAdaptfirst Investments LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserOct 23, 2019Oct 25, 2019
James C ByersInnovation Partners LLC BD affiliatedAdaptfirst Investments LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserOct 23, 2019Nov 4, 2019
Ryan Christopher GehsmannHornor, Townsend & Kent, LLC BD affiliatedAdaptfirst Investments LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserSep 10, 2019Sep 13, 2019
Gregory William SchlaudeckerIntercarolina Financial Services, Inc. mixed wealthAdaptfirst Investments LLC state registeredRIA to a state-registered adviserMar 15, 2018Mar 15, 2018
James Joseph EddingtonMML Investors Services, LLC otherAdaptfirst Investments LLC state registeredOtherFeb 6, 2018Jan 3, 2019 (331 d)
Charles F FreemanHolderness Investments Co otherAdaptfirst Investments LLC state registeredOtherMay 18, 2017Aug 15, 2017 (89 d)
George Henley KitchenEdward Jones national BDAdaptfirst Investments LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserMar 6, 2008Sep 30, 2021 (4956 d)
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12 moves match.