DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sharp Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Katherine Carmichael Morosani | Edward Jones national BD | Sharp Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2026 | Feb 20, 2026 (45 d) |
| Joseph Dominic Perna | Citizens Private Wealth independent RIA | Sharp Financial independent RIA | RIA to RIA | Dec 31, 2023 | Nov 22, 2023 |
| Kelly Lorraine Pickering | Captrust institutional | Sharp Financial independent RIA | Other | Dec 14, 2023 | Jan 17, 2024 (34 d) |
| Joshua Thomas Crossman | Svb Wealth independent RIA | Sharp Financial independent RIA | RIA to RIA | Feb 25, 2022 | Mar 11, 2022 |
| Matthew Prince | Buckingham Strategic Wealth, LLC independent RIA | Sharp Financial independent RIA | RIA to RIA | Apr 22, 2021 | Oct 28, 2021 (189 d) |
| Justin Michael Kohler | Equitable Advisors, LLC national BD | Sharp Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2018 | Sep 5, 2018 |
| Michael Howard Sharp | Avantax Advisory Services other | Sharp Financial no RAUM | Other | Dec 31, 2017 | Nov 6, 2017 |
| Matthew Paul Witter | Avantax Advisory Services other | Sharp Financial no RAUM | Other | Dec 31, 2017 | Nov 6, 2017 |
| Stephan Allan Colglazier | Keller Partners, LLC unclassified | Sharp Financial independent RIA | Other | Dec 31, 2011 | Feb 4, 2022 (3688 d) |
| Edward Vents Rimbenieks | Ameriprise Financial Services, LLC national BD | Sharp Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 20, 2005 | Nov 7, 2017 (4584 d) |
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10 moves match.