DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Catalyst Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Clay Tucker | Brookstone Wealth Advisors, LLC independent RIA | Catalyst Wealth Management independent RIA | RIA to RIA | Jun 16, 2021 | Jun 19, 2021 |
| Thomas Mahone Tolleson | Kalos Management BD affiliated | Catalyst Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 11, 2018 | Apr 13, 2018 |
| Jack Matthew Cayce | Kalos Management BD affiliated | Catalyst Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 11, 2018 | May 3, 2018 |
| David Allen Pierce | Kalos Management BD affiliated | Catalyst Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 11, 2018 | May 7, 2018 |
| Christopher David Pullaro | Kalos Management BD affiliated | Catalyst Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 11, 2018 | May 7, 2018 |
| Caleb Will Huftalin | Kalos Management BD affiliated | Catalyst Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 11, 2018 | Apr 13, 2018 |
| David Scott Mirolli | Kalos Management BD affiliated | Catalyst Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 11, 2018 | May 3, 2018 |
| Brian Timothy Pierce | Kalos Management BD affiliated | Catalyst Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 11, 2018 | May 4, 2018 |
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8 moves match.