DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Finivi Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Evan Fischthal | Keenan Financial independent RIA | Finivi Inc. independent RIA | RIA to RIA | Mar 24, 2026 | Jun 9, 2026 (77 d) |
| Danielle Drew | Commonwealth Financial Network national BD | Finivi Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2019 | Aug 31, 2021 (652 d) |
| Matthew Edward Cleary | Td Ameritrade Investment Management, LLC independent RIA | Finivi Inc. independent RIA | RIA to RIA | Aug 14, 2019 | Aug 15, 2019 |
| Rana L Choubah | Parsons Capital Management Inc independent RIA | Finivi Inc. independent RIA | RIA to RIA | Jun 11, 2019 | Jan 30, 2020 (233 d) |
| Justin Anthony Giuliano | Voya Financial Advisors, Inc. BD affiliated | Finivi Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2019 | Apr 8, 2019 |
| Christopher Smith | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Finivi Inc. independent RIA | Wirehouse to independent RIA | Mar 20, 2019 | Mar 26, 2019 |
| Eric Clement Jansen | Signator Investors, Inc. other | Finivi Inc. no RAUM | Other | Mar 14, 2018 | Mar 14, 2018 |
| Steven Craig Johnson | Signator Investors, Inc. other | Finivi Inc. no RAUM | Other | Mar 14, 2018 | Mar 19, 2018 |
| Joseph Francis Willwerth | Signator Investors, Inc. other | Finivi Inc. no RAUM | Other | Mar 14, 2018 | Mar 19, 2018 |
| Frederick Mark Lane | Signator Investors, Inc. other | Finivi Inc. no RAUM | Other | Mar 14, 2018 | Mar 19, 2018 |
| Katie Elizabeth Moore | Signator Investors, Inc. other | Finivi Inc. no RAUM | Other | Mar 14, 2018 | Mar 19, 2018 |
| Herbert Dwayne Kyles | Signator Investors, Inc. other | Finivi Inc. no RAUM | Other | Mar 14, 2018 | Mar 19, 2018 |
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12 moves match.