DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sheridan Road Advisors, LLC, A Hub International Company

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Elisabeth M Mays	Hub International Investment Advisory Services Inc. institutional	Sheridan Road Advisors, LLC, A Hub International Company institutional	Other	Mar 31, 2022	Sep 16, 2019
Joey Goodspeed	Horace Mann Investors, Inc. no RAUM	Sheridan Road Advisors, LLC, A Hub International Company institutional	Other	Oct 6, 2020	Jul 6, 2022 (638 d)
Eric Dennis Boldger	Robert W. Baird & Co. Incorporated mixed wealth	Sheridan Road Advisors, LLC, A Hub International Company institutional	Other	May 29, 2020	Oct 6, 2020 (130 d)
Michael Steven Flahaven	Stancorp Investment Advisers, Inc. other	Sheridan Road Advisors, LLC, A Hub International Company institutional	Other	Jul 2, 2019	Nov 8, 2019 (129 d)
Michael James Driscoll	Independent Financial Partners BD affiliated	Sheridan Road Advisors, LLC, A Hub International Company other	Other	Feb 5, 2019	Jan 25, 2019
Alona Weissberg Anspach	Independent Financial Partners BD affiliated	Sheridan Road Advisors, LLC, A Hub International Company no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Jan 7, 2019	Aug 14, 2018
Steven Keith Kellar	Independent Financial Partners BD affiliated	Sheridan Road Advisors, LLC, A Hub International Company no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Jan 7, 2019	Sep 14, 2018
Jay Norman Warren	Independent Financial Partners BD affiliated	Sheridan Road Advisors, LLC, A Hub International Company no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Jan 7, 2019	Aug 14, 2018
Mark Anzo Tonelli	Independent Financial Partners BD affiliated	Sheridan Road Advisors, LLC, A Hub International Company no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Jan 7, 2019	Sep 27, 2018
Matthew J Bruce	Independent Financial Partners BD affiliated	Sheridan Road Advisors, LLC, A Hub International Company no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Jan 7, 2019	Sep 27, 2018
Paul E Kubasiak	Independent Financial Partners BD affiliated	Sheridan Road Advisors, LLC, A Hub International Company no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Jan 7, 2019	Aug 14, 2018
Peter Marshall Hass	Independent Financial Partners BD affiliated	Sheridan Road Advisors, LLC, A Hub International Company no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Dec 31, 2018	Aug 15, 2018
Patrick Thomas Jordan	Stable Two Financial LLC no RAUM	Sheridan Road Advisors, LLC, A Hub International Company other	Other	Dec 31, 2018	Jan 8, 2019
Jeffrey R. St John	Independent Financial Partners BD affiliated	Sheridan Road Advisors, LLC, A Hub International Company no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Dec 31, 2018	Aug 14, 2018
Brett Matthew Ramsey	Independent Financial Partners BD affiliated	Sheridan Road Advisors, LLC, A Hub International Company no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Dec 31, 2018	Sep 4, 2018
Timothy Thomas Feldheim	Independent Financial Partners BD affiliated	Sheridan Road Advisors, LLC, A Hub International Company no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Dec 31, 2018	Sep 14, 2018
Jeremy Robert Weith	Independent Financial Partners BD affiliated	Sheridan Road Advisors, LLC, A Hub International Company no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Dec 31, 2018	Sep 20, 2018
Calla G Gorman	Independent Financial Partners BD affiliated	Sheridan Road Advisors, LLC, A Hub International Company no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Dec 31, 2018	Aug 15, 2018
Richard David Staves	Cherry Creek Wealth Management unclassified	Sheridan Road Advisors, LLC, A Hub International Company other	Other	Dec 15, 2018	Oct 29, 2018
Ignacio E Morrell	Independent Financial Partners independent RIA	Sheridan Road Advisors, LLC, A Hub International Company institutional	Other	Jun 11, 2018	Dec 6, 2021 (1274 d)
Teresa Elizabeth Gray	Principal Securities, Inc. other	Sheridan Road Advisors, LLC, A Hub International Company institutional	Other	Dec 31, 2016	Jul 2, 2021 (1644 d)
Peter Anthony Ladas	The L. Warner Companies, Inc other	Sheridan Road Advisors, LLC, A Hub International Company other	Other	Jun 8, 2011	Feb 19, 2019 (2813 d)

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22 moves match.