DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Capasso Planning Partners LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Brady O'Connor | UBS Financial Services Inc. wirehouse | Capasso Planning Partners LLC independent RIA | Wirehouse to independent RIA | Mar 27, 2023 | Mar 8, 2023 |
| William Stark Mcneer | Private Advisor Group, LLC BD affiliated | Capasso Planning Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2022 | May 26, 2022 |
| Graham Patterson Versaw | Federated Global Investment Management Corp. asset manager | Capasso Planning Partners LLC independent RIA | Other | Apr 21, 2022 | Apr 27, 2022 |
| Dawuanta Do'Juor Northern | Buckingham Strategic Wealth, LLC independent RIA | Capasso Planning Partners LLC independent RIA | RIA to RIA | Sep 16, 2021 | May 9, 2023 (600 d) |
| Stacy L Chretien | Insight Wealth Strategies, LLC independent RIA | Capasso Planning Partners LLC independent RIA | RIA to RIA | Jan 4, 2021 | Jan 29, 2021 |
| Daniel James Goldstein | Hightower Advisors, LLC BD affiliated | Capasso Planning Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2020 | Feb 9, 2021 (371 d) |
| Andrew Keith Hendricks | Equitable Advisors, LLC national BD | Capasso Planning Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2020 | Jan 28, 2020 |
| Daniel Patrick Callahan | Jbj Investment Partners, LLC independent RIA | Capasso Planning Partners LLC independent RIA | RIA to RIA | Mar 22, 2019 | Feb 27, 2019 |
| Charles Dustin Capasso | Lake Tahoe Wealth Management, Inc. independent RIA | Capasso Planning Partners LLC independent RIA | RIA to RIA | Jun 15, 2018 | May 4, 2020 (689 d) |
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9 moves match.