DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lone Peak Advisers

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel Gerald GomezDiversify Advisory Services, LLC BD affiliatedLone Peak Advisers independent RIAAffiliated broker-dealer or bank to independent RIAJul 22, 2026Jul 28, 2026
Thomas Walter MulderValmark Advisers, Inc. BD affiliatedLone Peak Advisers independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2025Nov 17, 2025
Aaron L HammerValmark Advisers, Inc. BD affiliatedLone Peak Advisers independent RIAAffiliated broker-dealer or bank to independent RIASep 8, 2025Sep 9, 2025
Laura Carrera WarnockFounders Financial Securities, LLC independent RIALone Peak Advisers independent RIARIA to RIAMay 2, 2024May 3, 2024
Brad Jedd MyersGeneos Wealth Management, Inc. BD affiliatedLone Peak Advisers independent RIAAffiliated broker-dealer or bank to independent RIAJul 18, 2022Jul 19, 2022
Megan Marie PalazzoGeneos Wealth Management, Inc. BD affiliatedLone Peak Advisers independent RIAAffiliated broker-dealer or bank to independent RIAJul 18, 2022Jul 19, 2022
David William JamesLone Peak Capital Management, LLC state registeredLone Peak Advisers independent RIAOtherMar 23, 2021Sep 20, 2018
Travis John HudakLone Peak Capital Management, LLC state registeredLone Peak Advisers independent RIAOtherMar 23, 2021Dec 20, 2018
Craig Brimhall NelsonCrewe Advisors independent RIALone Peak Advisers independent RIARIA to RIAJul 8, 2019Jul 10, 2019
Brett MunsonMorgan Stanley wirehouseLone Peak Advisers independent RIAWirehouse to independent RIANov 19, 2018May 13, 2020 (541 d)
David Adams GallmanLegacy Wealth Management, LLC independent RIALone Peak Advisers independent RIARIA to RIAOct 31, 2018Oct 30, 2018
Tyler Scott OlsonLegacy Planning Group otherLone Peak Advisers independent RIAOtherAug 13, 2018Aug 14, 2018
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12 moves match.