DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• A•••••••
Legal name C•••• A••••••• L••
Latest filing Aug 25, 2026
First filing on the tape Dec 4, 2014 · 69 filings
SEC status approved since Jan 2, 2015
RAUM
$3.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
57%
$1.7B individuals and HNW
Advisors
26
registered through the firm on IAPD
RAUM per advisor
$117M
derived; firm RAUM over IAPD count
Employees
32
16 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
69 filings and snapshots on the tape
RAUM$3.1B as of Aug 25, 2026
Mar 28, 2016$288M then
HNW client RAUM$1.7B as of Aug 25, 2026
Jan 30, 2018$437M then
State-registered IARs (5.B.3)18 as of Aug 25, 2026
Mar 28, 20164 then
Employees (5.A)32 as of Aug 25, 2026
Mar 28, 20167 then
Private funds1 as of Aug 25, 2026
Mar 25, 20261 then
RAUM +21% over the last fiscal year+33% a year over threeIARs 21 to 18
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $122MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.5MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 7.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 12.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- -14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Custody
- $1.0B, 601 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.7B55%
- Corporations and businesses$1.1B34%
- Charitable organizations$220M7.2%
- Individuals$70.1M2.3%
- Pooled investment vehicles$21.8M0.7%
- Insurance companies$8.9M0.3%
- Pension and profit-sharing plans$1.6M0.1%
- Individual clients
- 211reported
- HNW clients
- 303reported
- Pension plan clients
- n/areported
- Charitable clients
- 71reported
- Accounts
- 1,985reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.0B for 601 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.57 fund_share=0.01 institutional_share=0.08 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
26 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• P••• H••••••• | Salt Lake City, Ut | Jan 26, 2015 | 25 y | 3 |
| D••••• C••• T••••••••Chartered Financial Analyst | Salt Lake City, Ut | Mar 4, 2015 | 21 y | 3 |
| D••••• D•••• S•••• | Salt Lake City, Ut | Mar 24, 2015 | 25 y | 2 |
| A••••• A•• L••••• | Salt Lake City, Ut | Mar 15, 2017 | 10 y | 0 |
| M•••• N•••••• S•••••• | Salt Lake City, Ut | Jun 20, 2018 | 10 y | 1 |
| M•••••• P•••••• B•••••• | Salt Lake City, Ut | Nov 6, 2020 | 18 y | 0 |
| R•••• M••••••• H••••••• | Salt Lake City, Ut | Mar 11, 2021 | 12 y | 0 |
| J•••• R•••••• M••••• | Salt Lake City, Ut | Sep 8, 2021 | 18 y | 4 |
| L••••• G•••• W•••••••••Chartered Financial Analyst | Scottsdale, Az | Sep 17, 2021 | 34 y | 0 |
| M••••••• C•••••••• N••••• | Salt Lake City, Ut | Jan 6, 2022 | 10 y | 1 |
| R••• S••••••• | Scottsdale, Az | May 2, 2022 | 18 y | 1 |
| J••••• N•••••••• P••••Chartered Financial Analyst | Salt Lake City, Ut | May 19, 2022 | 18 y | 2 |
| J••••• M••• H•••••• | Salt Lake City, Ut | Mar 6, 2023 | 10 y | 0 |
| D••••• J•• S••••••• | Salt Lake City, Ut | May 1, 2023 | 10 y | 2 |
| J•••• F••••••• D••••••••Certified Financial Planner | Salt Lake City, Ut | Feb 7, 2024 | 29 y | 2 |
| T••••• J•••• M••••••••Chartered Financial Analyst | Salt Lake City, Ut | Feb 7, 2024 | 10 y | 1 |
| N••••••• O••• S•••• | Salt Lake City, Ut | Apr 30, 2024 | 10 y | 2 |
| R••• J•••• A•••••••Certified Financial Planner | Salt Lake City, Ut | Oct 15, 2024 | 11 y | 1 |
| C•••• T• P•••••••Certified Financial Planner, Chartered Financial Consultant | Salt Lake City, Ut | Feb 6, 2025 | 20 y | 1 |
| J•••• T••••• M••••••• | Salt Lake City, Ut | Mar 26, 2025 | 10 y | 0 |
| T••••• M••••• P••••••Certified Financial Planner | Salt Lake City, Ut | Apr 16, 2025 | 10 y | 2 |
| C••• S•••••• M•••••• | Salt Lake City, Ut | Apr 29, 2025 | 10 y | 0 |
| J••••• C•••• K•••••• | Salt Lake City, Ut | May 2, 2025 | 11 y | 0 |
| N••••••• J•••• | Salt Lake City, Ut | May 12, 2025 | 10 y | 0 |
| L••••• E•••• W•••••• | Seattle, Wa | Aug 1, 2025 | 11 y | 1 |
| J••• L•••• L••••• | Salt Lake City, Ut | Jan 12, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- E•••• S•••••• P•••••• to D•••• W••••• A•••••••Jul 14, 2025 · RIA to RIA
- R••••• M•••• S••••• to E• W••••• A•••••••Jun 9, 2021 · RIA to RIA
- D•••• S•••••• G••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jul 9, 2019 · RIA TO WIREH••••
- C•••• B••••••• N••••• to L••• P••• A•••••••Jul 8, 2019 · RIA to RIA
- G•••• M••• R•••• to D•••• W••••• A•••••••Mar 19, 2019 · RIA to RIA
- B•••• A••• C•••••• to T••••••••• C••••••• L••Jan 22, 2019 · RIA to RIA
- R••• M•••••• O•••• to T••••••••• C••••••• L••Dec 6, 2018 · RIA to RIA
- M•••• D•• C••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jan 3, 2018 · Other
Joined, latest
- L••••• E•••• W•••••• from T•• C•••••• M••••••• G••••• I•••Aug 1, 2025 · Other
- T••••• M••••• P•••••• from O•••••• W••••• M••••••••• L••Apr 16, 2025 · RIA to RIA
- C•••• T• P••••••• from O•••••• W••••• M••••••••• L••Feb 6, 2025 · RIA to RIA
- R••• J•••• A••••••• from R••• H•••• F••••••••Oct 15, 2024 · RIA to RIA
- N••••••• O••• S•••• from T••••• A••••••• S•••••••• I•••Apr 30, 2024 · Affiliated broker-dealer or bank to independent RIA
- J•••• F••••••• D•••••••• from O•••• W•••••• I•••Feb 7, 2024 · Affiliated broker-dealer or bank to independent RIA
- T••••• J•••• M•••••••• from O•••• W•••••• I•••Feb 7, 2024 · Affiliated broker-dealer or bank to independent RIA
- D••••• J•• S••••••• from R••••••••• C•••••• M•••••••••May 1, 2023 · Affiliated broker-dealer or bank to independent RIA
- J••••• N•••••••• P•••• from J••• M••••• S••••••••• L••May 19, 2022 · WIREH•••• TO RIA
- R••• S••••••• from J••• M••••• S••••••••• L••May 2, 2022 · WIREH•••• TO RIA
- M••••••• C•••••••• N••••• from C••••••••• F•••••••• N••••••Jan 6, 2022 · Affiliated broker-dealer or bank to independent RIA
- J•••• R•••••• M••••• from B•• H••••• F•••••••• A•••••••• I••Sep 8, 2021 · Affiliated broker-dealer or bank to independent RIA
- R••••• M•••• S••••• from C•••••• S••••• • C••• I•••Feb 10, 2021 · Affiliated broker-dealer or bank to independent RIA
- C•••• B••••••• N••••• from L•• F•••••••• L••Mar 13, 2019 · RIA to RIA
- M•••• N•••••• S•••••• from R••••• S••••• A••••••• L••Jun 20, 2018 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from O•••• W•••••• I•••Feb 6, 2024 · South Jordan, Ut
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••• P••••••• O••• L•• | $21.8M | 40 | Aug 25, 2026 |
Owners and control persons
Schedule A and B, latest filing
- H•••••••• R•••• P••• · Managing Partnercontrolsince 01/2015 · owns less than 5%
- M•••••• J••••• R•••••• · President And Chief Operating Officercontrolsince 01/2023 · owns less than 5%
- N•••••• H•••••• N••••• · Chief Compliance Officercontrolsince 01/2018 · owns less than 5%
- P•••••• C••••• K• · Chief Compliance Officercontrolsince 08/2026 · owns less than 5%
- S••••• D•••••• D•••• · Partnercontrolsince 05/2015 · owns less than 5%
- T••••••••• D•••••• C••• · Chief Investment Officer/Partnercontrolsince 01/2015 · owns less than 5%
- B••••••• M••••••• P•••••• · Membercontrolsince 10/2014 · owns 75% or more of P••••••• L••
- D••••••••• J•••• · Trusteecontrolsince 03/2022 · owns F of T•• J•• 2••• T••••
- H•••••••• E•••••• C•••••• · Membercontrolsince 11/2014 · owns 50% to 75% of H•••••• L••
- H•••••••• R•••• P••• · Membercontrolsince 11/2014 · owns 50% to 75% of H•••••• L••
- K•••••• C••••• D•••••• · Trusteecontrolsince 03/2022 · owns F of T•• J•• 2••• T••••
- S•••••••• R••• · Trusteecontrolsince 08/2021 · owns F of S•• F••••• T••••
- S•••••••• S••••••••• A•• · Trusteecontrolsince 08/2021 · owns F of S•• F••••• T••••
- S••••• D•••••• D•••• · Membercontrolsince 06/2015 · owns 50% to 75% of T••••• L••
- S••••• V•••••••• I•••• · Membercontrolsince 06/2015 · owns 50% to 75% of T••••,LLC
- B••••••• M••••••• P•••••• · Membersince 06/2014 · owns 75% or more of C•••• H•••••••• L••
Entity owners
- C•••• A••••••• P•••••••• L•• · Ownerdirect · owns 75% or more
- H•••••• L•• · Business Entitydirect · owns 25% to 50%
- S•• F••••• T•••• · Ownerindirect · owns 75% or more of T•••• C•••••• M••••••••• L••
- C•••• H•••••••• L•• · Holding Companydirect · owns 5% to 10%
- P••••••• L•• · Ownerdirect · owns 10% to 25%
- T•••• C•••••• M••••••••• L•• · Memberdirect · owns 5% to 10%
- T•• J•• 2••• T•••• · Ownerdirect · owns 10% to 25%
- T••••• L•• · Business Entitydirect · owns 5% to 10%
Related persons
Schedule D 7.A
- C•••• I•••••••• A••••••• L••real estaten
Advisers that list C•••• A••••••• as a related person
- 282743 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Salt Lake City, Ut · principal | 23 | 1 | 0 | ||
| Scottsdale, Az | 2 | 0 | 0 | ||
| Vienna, Va | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Scottsdale, AZ3 employees
ADV anomalies
10 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 25, 2026H•••••••• E•••••• C•••••• (MEMBER) left Schedule A between the filings of 2024-10-07 and 2026-08-25peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 25, 2026S•••••••• S••••••••• A•• (TRUSTEE) left Schedule A between the filings of 2024-10-07 and 2026-08-25peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 25, 2026P•••••• C••••• K• (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-10-07 and 2026-08-25peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 25, 2026K•••••• C••••• D•••••• (TRUSTEE) left Schedule A between the filings of 2024-10-07 and 2026-08-25peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 25, 2026B••••••• M••••••• P•••••• (MEMBER) left Schedule A between the filings of 2024-10-07 and 2026-08-25peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 25, 2026T••••••••• D•••••• C••• (CHIEF INVESTMENT OFFICER/PARTNER) left Schedule A between the filings of 2024-10-07 and 2026-08-25peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 25, 2026D••••••••• J•••• (TRUSTEE) left Schedule A between the filings of 2024-10-07 and 2026-08-25peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 25, 2026N•••••• H•••••• N••••• (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-10-07 and 2026-08-25peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 25, 2026S•••••••• R••• (TRUSTEE) left Schedule A between the filings of 2024-10-07 and 2026-08-25peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 25, 2026S••••• V•••••••• I•••• (MEMBER) left Schedule A between the filings of 2024-10-07 and 2026-08-25peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Related broker-dealer · true to falseMar 25, 2026 to Apr 3, 2026
- Accounts · 1,711 to 1,985Sep 11, 2025 to Mar 25, 2026
- BD registered reps · 5 to 2Sep 11, 2025 to Mar 25, 2026
- Charity clients · 50 to 71Sep 11, 2025 to Mar 25, 2026
- Corporate clients · 143 to 173Sep 11, 2025 to Mar 25, 2026
- HNW clients · 282 to 303Sep 11, 2025 to Mar 25, 2026
- Individual clients · 177 to 211Sep 11, 2025 to Mar 25, 2026
- Pooled vehicle clients · 0 to 1Sep 11, 2025 to Mar 25, 2026
- Assets in custody · $766M to $1.0BSep 11, 2025 to Mar 25, 2026
- Employees · 30 to 32Sep 11, 2025 to Mar 25, 2026
- State-registered IARs · 21 to 18Sep 11, 2025 to Mar 25, 2026
- Private funds · unset to 1Sep 11, 2025 to Mar 25, 2026
- Discretionary RAUM · $2.4B to $3.0BSep 11, 2025 to Mar 25, 2026
- HNW RAUM · $1.5B to $1.7BSep 11, 2025 to Mar 25, 2026
- Individual RAUM · $51.3M to $70.1MSep 11, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $114M to $10.2MSep 11, 2025 to Mar 25, 2026
- Pension RAUM · unset to 1620928.0Sep 11, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $0 to $21.8MSep 11, 2025 to Mar 25, 2026
- RAUM · $2.5B to $3.1BSep 11, 2025 to Mar 25, 2026
- Related broker-dealer · false to trueSep 11, 2025 to Mar 25, 2026
- Advisory activities · 4 to 5May 22, 2025 to Jun 5, 2025
- Financial planning clients · More than 500 to More than 500May 22, 2025 to Jun 5, 2025
- Accounts · 1,096 to 1,711Oct 7, 2024 to Mar 31, 2025
- Advisory employees · 14 to 16Oct 7, 2024 to Mar 31, 2025
- BD registered reps · 1 to 5Oct 7, 2024 to Mar 31, 2025
- Charity clients · 15 to 50Oct 7, 2024 to Mar 31, 2025
- Corporate clients · 45 to 143Oct 7, 2024 to Mar 31, 2025
- HNW clients · 156 to 282Oct 7, 2024 to Mar 31, 2025
- Individual clients · 137 to 177Oct 7, 2024 to Mar 31, 2025
- Assets in custody · $700M to $766MOct 7, 2024 to Mar 31, 2025
- Employees · 24 to 30Oct 7, 2024 to Mar 31, 2025
- Financial planning clients · 251-500 to More than 500Oct 7, 2024 to Mar 31, 2025
- State-registered IARs · 17 to 21Oct 7, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.6B to $2.4BOct 7, 2024 to Mar 31, 2025
- HNW RAUM · $1.2B to $1.5BOct 7, 2024 to Mar 31, 2025
- Individual RAUM · $47.8M to $51.3MOct 7, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $10.9M to $114MOct 7, 2024 to Mar 31, 2025
- Pension RAUM · 51314.0 to unsetOct 7, 2024 to Mar 31, 2025
- RAUM · $1.6B to $2.5BOct 7, 2024 to Mar 31, 2025
- Accounts · 1,044 to 1,096Feb 7, 2024 to Mar 28, 2024
Signals
14 dated events
- L••••• E•••• W•••••• no longer holds an investment adviser registration (last listed at C•••• A••••••• on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- E•••• S•••••• P•••••• left C•••• A••••••• for D•••• W••••• A••••••• (registered 2025-12-02)Jul 14, 2025 · Advisor changed firm · fact
- C•••• A••••••• reported RAUM $2.5B, up 55% from $1.6B (2024-10-07 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Dewayne Casey Kotter (Trustee) appeared on Schedule A of C•••• A•••••••Oct 7, 2024 · Control person joined · fact
- J•••• D•••••••• (Trustee) appeared on Schedule A of C•••• A•••••••Oct 7, 2024 · Control person joined · fact
- Ann S•••••••• S••••••• (Trustee) appeared on Schedule A of C•••• A•••••••Jun 7, 2024 · Control person joined · fact
- R••• S••••••• (Trustee) appeared on Schedule A of C•••• A•••••••Jun 7, 2024 · Control person joined · fact
- C•••• A••••••• reported RAUM $1.6B, up 26% from $1.3B (2024-02-07 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- 2 advisors left O•••• W•••••• I••• (South Jordan, UT) for C•••• A••••••• on the same dayFeb 6, 2024 · Team lift-out · derived
- Richard Jason Miller (Chief Operating Officer) appeared on Schedule A of C•••• A•••••••Mar 29, 2023 · Control person joined · fact
- C•••• A••••••• reported RAUM $1.1B, up 51% from $719.0M (2021-12-22 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- C•••• A••••••• reported RAUM $696.8M, up 33% from $523.7M (2019-02-25 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- C•••• A••••••• reported RAUM $523.7M, up 37% from $381.6M (2017-03-21 to 2018-01-30)Jan 30, 2018 · RAUM change · derived
- C•••• C•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Dec 4, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C•••• A••••••• · Private Equityshared crd · intermediary
- C•••• A••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 480-944-5654reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 385-355-2700reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- creweadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 385-355-2700reportedpublic record, Form ADV, Aug 25, 2026
- Contact form
- creweadvisors.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- creweadvisors.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $117Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026