DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capacuity LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jorge Ricardo FrigulsMariner Institutional, LLC otherCapacuity LLC otherOtherOct 15, 2025Jan 5, 2026 (82 d)
Gregory Scott CahillLion Street Advisors, LLC BD affiliatedCapacuity LLC otherOtherFeb 22, 2023Aug 21, 2019
David Marcus BaumNewport Group Consulting, LLC institutionalCapacuity LLC otherOtherAug 8, 2022Oct 21, 2022 (74 d)
Bert Patrick WardPrincipal Securities, Inc. BD affiliatedCapacuity LLC otherOtherJan 23, 2022Mar 22, 2022 (58 d)
Philip Bradford KiddNewport Group Consulting, LLC institutionalCapacuity LLC otherOtherJun 30, 2020Nov 12, 2020 (135 d)
Michael Anthony PorterWestport Strategies Advisors, LLC otherCapacuity LLC otherOtherJun 15, 2020Oct 26, 2020 (133 d)
Thomas Ammon CookValmark Advisers, Inc. BD affiliatedCapacuity LLC otherOtherMay 3, 2019Feb 5, 2020 (278 d)
Bryant Willis KirkValmark Advisers, Inc. mixed wealthCapacuity LLC no RAUMRIA to a newly registered adviserAug 28, 2018Aug 16, 2018
Peter Scott CahallValmark Advisers, Inc. mixed wealthCapacuity LLC no RAUMRIA to a newly registered adviserAug 28, 2018Aug 10, 2018
Robert W LittleThe Bogdahn Group unclassifiedCapacuity LLC otherOtherNov 16, 2009Sep 24, 2018 (3234 d)
Mendel Allen MelzerThe Newport Group Of North Carolina, Inc. unclassifiedCapacuity LLC otherOtherAug 16, 2006Oct 8, 2018 (4436 d)
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11 moves match.