DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Key Client Fiduciary Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexander Daniel Orlando | Realta Investment Advisors, Inc BD affiliated | Key Client Fiduciary Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2024 | Jul 9, 2020 |
| Joel David Orris | Realta Investment Advisors, Inc BD affiliated | Key Client Fiduciary Advisors, LLC no RAUM | Other | Apr 3, 2024 | Oct 31, 2018 |
| Reese Chance Little | J.P. Morgan Securities LLC wirehouse | Key Client Fiduciary Advisors, LLC independent RIA | Wirehouse to independent RIA | Jul 4, 2023 | Mar 13, 2024 (253 d) |
| Michael Angelo Rosero | J.P. Morgan Securities LLC wirehouse | Key Client Fiduciary Advisors, LLC independent RIA | Wirehouse to independent RIA | Nov 3, 2022 | Nov 16, 2022 |
| Robert Charles Mehlin | Realta Investment Advisors, Inc BD affiliated | Key Client Fiduciary Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2022 | Mar 5, 2019 |
| Gabriel Tishelman | Charles Schwab & Co., Inc. national BD | Key Client Fiduciary Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2021 | Apr 30, 2021 |
| Richard Anthony Flora | Wells Fargo Advisors wirehouse | Key Client Fiduciary Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 15, 2018 | Oct 31, 2018 |
| Christian Raymond Garces | Wells Fargo Advisors wirehouse | Key Client Fiduciary Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 15, 2018 | Nov 1, 2018 |
| Stuart Mark Schrenzel | Wells Fargo Advisors wirehouse | Key Client Fiduciary Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 15, 2018 | Oct 31, 2018 |
| Steven Howard Maide | Wells Fargo Advisors wirehouse | Key Client Fiduciary Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 15, 2018 | Oct 31, 2018 |
| Eric Robert Fishman | Key Client Financial Advisors, LLC unclassified | Key Client Fiduciary Advisors, LLC no RAUM | Other | Feb 7, 2006 | Oct 12, 2018 (4630 d) |
Page 1 of 1
11 moves match.