DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealthbridge Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas Kyle Neuville | J.P. Morgan Securities LLC wirehouse | Wealthbridge Capital Management, LLC independent RIA | Wirehouse to independent RIA | May 11, 2026 | May 22, 2026 |
| Kati Jo Hays | Edward Jones national BD | Wealthbridge Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2025 | Jan 13, 2025 |
| David Michael Suchland | The Joseph Group Capital Management independent RIA | Wealthbridge Capital Management, LLC independent RIA | RIA to RIA | Jul 2, 2024 | Jul 18, 2024 |
| Shawn Michael Arseneau | W3 Wealth Advisors, LLC state registered | Wealthbridge Capital Management, LLC independent RIA | Other | Jan 21, 2022 | Jan 27, 2022 |
| Nicholas S Fisher | Osaic Fa, Inc. BD affiliated | Wealthbridge Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2020 | Feb 27, 2020 |
| Ryan Matthew Dunlap | Morgan Stanley wirehouse | Wealthbridge Capital Management, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 4, 2018 | Sep 5, 2018 |
| Robert William Faulkner | Morgan Stanley wirehouse | Wealthbridge Capital Management, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 4, 2018 | Aug 31, 2018 |
| Andrew J. Grant | Morgan Stanley wirehouse | Wealthbridge Capital Management, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 4, 2018 | Oct 26, 2018 (52 d) |
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8 moves match.