DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Resurgent Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Woodrow Hamilton | Raymond James Financial Services Advisors, Inc BD affiliated | Resurgent Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2026 | Feb 3, 2026 |
| Robert Blane Brooks | Fintrust Capital Advisors, LLC mixed wealth | Resurgent Advisors independent RIA | RIA to RIA | Jun 26, 2023 | Nov 28, 2023 (155 d) |
| Michelle L Cavallero | Hayden Royal independent RIA | Resurgent Advisors independent RIA | RIA to RIA | Mar 31, 2022 | Feb 16, 2022 |
| Matthew Thomas Nadeau | Hayden Royal independent RIA | Resurgent Advisors independent RIA | RIA to RIA | Mar 31, 2022 | Feb 16, 2022 |
| Randy G Kolenda | Hayden Royal independent RIA | Resurgent Advisors independent RIA | RIA to RIA | Mar 31, 2022 | Feb 17, 2022 |
| Gary G Garcia | Hayden Royal independent RIA | Resurgent Advisors independent RIA | RIA to RIA | Feb 25, 2022 | Jan 31, 2022 |
| Daniel Leroy Taylor | Hayden Royal independent RIA | Resurgent Advisors independent RIA | RIA to RIA | Feb 25, 2022 | Jan 31, 2022 |
| Matthew Weber Pohlman | East Franklin Capital, LLC unclassified | Resurgent Advisors independent RIA | Other | Mar 9, 2021 | Mar 9, 2021 |
| William Richards Griffin | Edward Jones national BD | Resurgent Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 18, 2020 | Jan 2, 2026 (2145 d) |
| George Michael Perros | Encompass Financial Advisors LLC unclassified | Resurgent Advisors independent RIA | Other | Dec 31, 2019 | Dec 16, 2024 (1812 d) |
| Polly White Cordle | Encompass Financial Advisors LLC unclassified | Resurgent Advisors independent RIA | Other | Dec 31, 2019 | Dec 13, 2019 |
| David Parker Hughes | The Fiduciary Alliance independent RIA | Resurgent Advisors independent RIA | RIA to RIA | Oct 8, 2019 | Dec 3, 2019 (56 d) |
| Stuart Sommerville Canzeri | The Fiduciary Alliance independent RIA | Resurgent Advisors independent RIA | RIA to RIA | Oct 8, 2019 | Dec 13, 2019 (66 d) |
| Lamartine Griffin Hardman | Eudaimonia Partners, LLC independent RIA | Resurgent Advisors independent RIA | RIA to RIA | Aug 19, 2019 | Jan 3, 2020 (137 d) |
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14 moves match.