DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Synergy Investment Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Roberto Antonio YudiceFellowship Financial Group independent RIASynergy Investment Management LLC independent RIARIA to RIAApr 23, 2025May 8, 2025
David John SchlittMerit Financial Advisors independent RIASynergy Investment Management LLC independent RIARIA to RIAAug 30, 2024Jan 21, 2025 (144 d)
Jeffrey AcklerMerit Financial Advisors independent RIASynergy Investment Management LLC independent RIARIA to RIAAug 30, 2024Sep 4, 2024
Solomon ShenMerit Financial Advisors independent RIASynergy Investment Management LLC independent RIARIA to RIAAug 30, 2024Sep 4, 2024
Isabel Ivette OrtizMerit Financial Advisors independent RIASynergy Investment Management LLC independent RIARIA to RIAAug 30, 2024Sep 4, 2024
Edwin Enrique MeloMerit Financial Advisors independent RIASynergy Investment Management LLC independent RIARIA to RIAAug 30, 2024Sep 4, 2024
Lanita Lynn WheetleyMML Investors Services, LLC BD affiliatedSynergy Investment Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 20, 2024Aug 21, 2024 (62 d)
Rene PersaudLPL Financial LLC BD affiliatedSynergy Investment Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 15, 2024Jan 9, 2025 (239 d)
Michael Paul WicksPrivate Advisor Group, LLC BD affiliatedSynergy Investment Management LLC no RAUMOtherApr 10, 2024Feb 16, 2024
Carrie Boliek LetsingerCetera Advisors LLC BD affiliatedSynergy Investment Management LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 26, 2019Aug 28, 2025 (2072 d)
Christopher Wayne BordnerCetera Advisors LLC BD affiliatedSynergy Investment Management LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 24, 2019Jan 1, 2025 (1835 d)
Jimmy Dale GreeneCetera Advisors LLC BD affiliatedSynergy Investment Management LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 19, 2019Sep 18, 2025 (2100 d)
Thomas Theodore GerardiCetera Advisors LLC BD affiliatedSynergy Investment Management LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 12, 2019Aug 29, 2025 (2087 d)
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13 moves match.