DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Alloy Investment Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cole David Batchelor | Voya Financial Advisors, Inc. BD affiliated | Alloy Investment Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 28, 2026 | Jun 4, 2026 |
| Aden Keith Partee | Jehm Wealth & Retirement, LLC state registered | Alloy Investment Management state registered | Other | May 18, 2026 | May 22, 2026 |
| Marcel John Kelley | Oak Harvest Investment Services independent RIA | Alloy Investment Management state registered | RIA to a state-registered adviser | Jan 7, 2026 | Jan 9, 2026 |
| Matthew Craigle | Confidence Wealth Management, Inc. independent RIA | Alloy Investment Management state registered | RIA to a state-registered adviser | Feb 26, 2025 | Feb 11, 2025 |
| Michael P. Lacy | J.P. Morgan Securities LLC wirehouse | Alloy Investment Management state registered | Wirehouse to a state-registered adviser | Nov 18, 2023 | Dec 5, 2023 |
| Charles Russell Hammond | Equitable Advisors, LLC national BD | Alloy Investment Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 13, 2023 | Sep 12, 2023 |
| Daniel James Bubbico | Truist Advisory Services, Inc. BD affiliated | Alloy Investment Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 23, 2023 | Sep 12, 2023 |
| William Bulluck | Edward Jones national BD | Alloy Investment Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 29, 2022 | Jul 25, 2022 |
| Jonathan Paul Kirk | Edward Jones national BD | Alloy Investment Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 14, 2022 | Jan 27, 2022 |
| Mark Alan Henry | Brookstone Asset Management, LLC independent RIA | Alloy Investment Management state registered | RIA to a state-registered adviser | Dec 31, 2021 | Mar 19, 2020 |
| Reid Schmideler | Brookstone Asset Management, LLC independent RIA | Alloy Investment Management state registered | RIA to a state-registered adviser | Dec 31, 2021 | Apr 28, 2020 |
| Jaime Facchino | Charles Schwab & Co., Inc. national BD | Alloy Investment Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 28, 2021 | Oct 18, 2021 (112 d) |
| David Kevin Seitzer | Simplicity Wealth independent RIA | Alloy Investment Management state registered | RIA to a state-registered adviser | Apr 19, 2021 | Jul 26, 2022 (463 d) |
| Tyler M Washington | Edward Jones national BD | Alloy Investment Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 12, 2021 | Feb 19, 2021 |
| Michael Adam Willard | Edward Jones national BD | Alloy Investment Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 14, 2020 | Jul 16, 2020 |
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15 moves match.