DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Brian Low Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Deborah Claire Anselmo | Centaurus Financial, Inc. BD affiliated | Brian Low Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Feb 4, 2025 (35 d) |
| Gail Susanne Hoffman-Jackson | Morgan Stanley wirehouse | Brian Low Financial Group, LLC independent RIA | Wirehouse to independent RIA | Jul 24, 2023 | Nov 16, 2023 (115 d) |
| Griffon Steele Lestage | Empower Advisory Group, LLC other | Brian Low Financial Group, LLC independent RIA | Other | Jul 12, 2021 | Jul 12, 2021 |
| Brian Wesley Low | Madison Avenue Securities, LLC BD affiliated | Brian Low Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2020 | Dec 12, 2019 |
| Kevin Paul Vidrine | Advisor.Investments independent RIA | Brian Low Financial Group, LLC independent RIA | RIA to RIA | May 20, 2020 | May 23, 2020 |
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5 moves match.