DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cardea Capital Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Kenneth Roscelli | Compound Planning, Inc. independent RIA | Cardea Capital Advisors, LLC independent RIA | RIA to RIA | May 1, 2024 | Feb 12, 2024 |
| Kevin Ross | Cape Investment Advisory, Inc. independent RIA | Cardea Capital Advisors, LLC independent RIA | RIA to RIA | Apr 3, 2024 | Mar 28, 2024 |
| Roxanna Marie Guinan | Claraphi Advisory Network, LLC independent RIA | Cardea Capital Advisors, LLC independent RIA | RIA to RIA | Jul 28, 2022 | May 1, 2024 (643 d) |
| Tomika Monique Boudreaux | Cardea Capital Group, Inc. mixed wealth | Cardea Capital Advisors, LLC independent RIA | RIA to RIA | Oct 20, 2021 | May 27, 2021 |
| Kendall Savage Borchardt | Lindner Capital Advisors, Inc. independent RIA | Cardea Capital Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 23, 2020 | Aug 21, 2020 |
| Jeffrey Blair Kopp | Lindner Capital Advisors, Inc. independent RIA | Cardea Capital Advisors, LLC independent RIA | RIA to RIA | Dec 23, 2020 | May 3, 2021 (131 d) |
| Patrick Allan Thomas | Lindner Capital Advisors, Inc. independent RIA | Cardea Capital Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 23, 2020 | Jan 19, 2021 |
| Dara Beth Day | Davenport & Company LLC BD affiliated | Cardea Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2020 | May 18, 2021 (497 d) |
| Charles Bryan Wood | Private Wealth Advisory Group, Inc. unclassified | Cardea Capital Advisors, LLC no RAUM | Other | Dec 9, 2016 | Apr 29, 2020 (1237 d) |
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9 moves match.