DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Forefront
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Aaron Oakley Best | Best Wealth Advisory, LLC unclassified | Forefront independent RIA | Other | Jun 29, 2026 | Mar 16, 2026 |
| Saurin Sukumar Makim | Baystate Wealth Advisors LLC unclassified | Forefront independent RIA | Other | May 18, 2026 | Feb 19, 2026 |
| David Mason Daley | Daley Financial Planning LLC unclassified | Forefront independent RIA | Other | Apr 24, 2026 | Feb 5, 2026 |
| Eduardo Margarito Martinez | Secure Investment Management, LLC independent RIA | Forefront independent RIA | RIA to RIA | Feb 23, 2026 | Sep 3, 2026 (192 d) |
| Derek Houston St. Clair | Equitable Advisors, LLC national BD | Forefront independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2026 | Jan 6, 2026 |
| James Andrew Alders | Equitable Advisors, LLC national BD | Forefront independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2025 | Oct 31, 2025 |
| Joseph Daniel Stabile | MML Investors Services, LLC BD affiliated | Forefront independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 28, 2025 | Oct 28, 2025 |
| Eric Michael Dolin | Rembrandt Financial Group LLC independent RIA | Forefront independent RIA | RIA to RIA | Oct 9, 2025 | Jul 31, 2026 (295 d) |
| Jordan Steven Gentry | Briarwood Financial state registered | Forefront independent RIA | Other | Aug 25, 2025 | Jan 13, 2026 (141 d) |
| Christopher Charles Marrone | Origin Investment Advisory LLC independent RIA | Forefront independent RIA | RIA to RIA | Jan 3, 2025 | Nov 1, 2022 |
| Brent Andrew Peddy | Pruco Securities, LLC no RAUM | Forefront independent RIA | Other | Dec 10, 2024 | Mar 3, 2025 (83 d) |
| Jacob A Logan | Pruco Securities, LLC BD affiliated | Forefront independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2024 | Nov 7, 2024 |
| Charlotte Janelle Pace | Cetera Investment Advisers LLC BD affiliated | Forefront independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2024 | Dec 9, 2024 (46 d) |
| Melissa Murphy Pavone | Oppenheimer & Co. Inc. BD affiliated | Forefront independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2024 | Sep 16, 2024 |
| Bruce D Kern | Edward Jones national BD | Forefront independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2024 | Mar 12, 2025 (190 d) |
| David Michael Leone | Halpern Financial, Inc. independent RIA | Forefront independent RIA | RIA to RIA | Aug 22, 2024 | Aug 27, 2024 |
| Aspen Lynn West | Raymond James Financial Services Advisors, Inc BD affiliated | Forefront independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2024 | Aug 22, 2024 (59 d) |
| David Allen Carter | Pruco Securities, LLC BD affiliated | Forefront independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2024 | May 28, 2024 |
| Christopher Todd Owens | Pruco Securities, LLC BD affiliated | Forefront independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2024 | May 17, 2024 |
| Nicholas James Wolf | Manhattan West Asset Management, LLC mixed wealth | Forefront independent RIA | RIA to RIA | Apr 11, 2024 | Apr 9, 2024 |
| Jay Everett Kadlec | Brogan Financial independent RIA | Forefront independent RIA | RIA to RIA | Dec 8, 2023 | Jun 17, 2025 (557 d) |
| Kathleen Patricia Oberneder | J. W. Cole Advisors, Inc. BD affiliated | Forefront independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2023 | Jan 19, 2024 (63 d) |
| Syed Mohammed Ali Farooq | Westpark Capital, Inc. independent RIA | Forefront independent RIA | RIA to RIA | Oct 17, 2023 | Oct 16, 2023 |
| Gerald E Shaw | Stark Financial Advisers, Inc. independent RIA | Forefront independent RIA | RIA to RIA | May 17, 2023 | Jul 7, 2023 (51 d) |
| Abby Nicole Morton | Dentist Advisors independent RIA | Forefront independent RIA | RIA to RIA | Apr 27, 2023 | Dec 3, 2025 (951 d) |
| Chad Jarrett Rixse | Calton & Associates, Inc. BD affiliated | Forefront independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2023 | Sep 7, 2021 |
| James Paul Karamourtopoulos | Hereford Financial unclassified | Forefront independent RIA | Other | Dec 12, 2022 | Dec 7, 2022 |
| Eric J. Negron | Calton & Associates, Inc. BD affiliated | Forefront independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2022 | Sep 7, 2021 |
| Amy Lynn Colton | Calton & Associates, Inc. BD affiliated | Forefront independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2022 | Sep 8, 2021 |
| Kevin M Churchill | Sunflower Wealth Advisors LLC other | Forefront independent RIA | Other | Aug 27, 2021 | Nov 18, 2024 (1179 d) |
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30 moves match.