DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Guardian Wealth Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nancy R Derusso | Goldman Sachs Wealth Services, L.P. BD affiliated | Guardian Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2026 | Sep 10, 2026 (79 d) |
| Jessica Leigh Mccain | UBS Financial Services Inc. wirehouse | Guardian Wealth Partners, LLC independent RIA | Wirehouse to independent RIA | Sep 10, 2024 | Sep 20, 2024 |
| Christopher Albert Wiethe | Facet independent RIA | Guardian Wealth Partners, LLC independent RIA | RIA to RIA | Sep 7, 2024 | Sep 13, 2024 |
| Autumn Valore | Tip Group LLC state registered | Guardian Wealth Partners, LLC independent RIA | Other | Aug 21, 2024 | Mar 7, 2025 (198 d) |
| Michael Tyler Valore | Tip Group LLC state registered | Guardian Wealth Partners, LLC independent RIA | Other | Mar 15, 2024 | Oct 29, 2024 (228 d) |
| Matthew Hampton Matheney | Independence Wealth Advisors, LLC independent RIA | Guardian Wealth Partners, LLC independent RIA | RIA to RIA | Apr 25, 2023 | Sep 12, 2023 (140 d) |
| Benjamin P Fuentez | UBS Financial Services Inc. wirehouse | Guardian Wealth Partners, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 24, 2023 | Jan 13, 2023 |
| Haley Nguyen | Park Avenue Securities LLC BD affiliated | Guardian Wealth Partners, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2022 | Dec 16, 2022 |
| Michelle Borawski | Ae Wealth Management, LLC BD affiliated | Guardian Wealth Partners, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2022 | Sep 16, 2022 (42 d) |
| Keith Paul Warmbein | Carnegie Investment Counsel independent RIA | Guardian Wealth Partners, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 6, 2022 | Apr 1, 2022 |
| Chad Warmbein | Carnegie Investment Counsel independent RIA | Guardian Wealth Partners, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 6, 2022 | Mar 31, 2022 |
| Michael James Woomer | Carnegie Investment Counsel independent RIA | Guardian Wealth Partners, LLC no RAUM | Other | Feb 23, 2022 | Mar 3, 2022 |
| Anne Elizabeth Crabbe | Cetera Advisors LLC BD affiliated | Guardian Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 15, 2021 | Jun 14, 2021 |
| Sandra Nies | River Street Advisors, LLC independent RIA | Guardian Wealth Partners, LLC no RAUM | RIA to a newly registered adviser | Jun 9, 2021 | Sep 14, 2021 (97 d) |
| Joshua Charles Miller | The Wealth Consulting Group independent RIA | Guardian Wealth Partners, LLC no RAUM | RIA to a newly registered adviser | Oct 9, 2020 | Jan 29, 2021 (112 d) |
Page 1 of 1
15 moves match.