DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Northbridge Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mia L Vazquez | Sandy Morris Financial & Estate Planning Services, LLC independent RIA | Northbridge Financial Group, LLC independent RIA | RIA to RIA | Jan 21, 2026 | Feb 23, 2026 (33 d) |
| Randy Evans Ramos | Valic Financial Advisors, Inc. BD affiliated | Northbridge Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2024 | Feb 5, 2026 (667 d) |
| Dov Yoel Litov | LPL Financial LLC independent RIA | Northbridge Financial Group, LLC no RAUM | Other | Oct 28, 2022 | Oct 2, 2020 |
| Nathan Kriplin | Goldman Sachs Wealth Services, L.P. BD affiliated | Northbridge Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2022 | Jul 11, 2023 (383 d) |
| Curtis Wilson Diaz | LPL Financial LLC BD affiliated | Northbridge Financial Group, LLC no RAUM | Other | Oct 8, 2021 | Oct 2, 2020 |
| Kenneth Ty Conte | Commonwealth Financial Network national BD | Northbridge Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 3, 2020 | Oct 2, 2020 (60 d) |
| Mark Alan Terwilliger | Allstate Financial Advisors, LLC BD affiliated | Northbridge Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 3, 2018 | Oct 6, 2020 (734 d) |
| Zachary S Brown | Ameriprise Financial Services, LLC national BD | Northbridge Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 15, 2017 | Oct 2, 2020 (1205 d) |
| Ellis James De Jesus | Usaa Financial Planning Services no RAUM | Northbridge Financial Group, LLC independent RIA | Other | Dec 16, 2015 | Aug 17, 2026 (3897 d) |
| Michael Anthony Orecchio | Securian Financial Services, Inc. other | Northbridge Financial Group, LLC independent RIA | Other | Oct 14, 2014 | Aug 3, 2021 (2485 d) |
Page 1 of 1
10 moves match.