DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Owlfi

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Taylor CooperSimplicity Wealth independent RIAOwlfi independent RIARIA to RIASep 29, 2023Sep 30, 2023
Andrew Jacob KeehnRedwood Private Wealth independent RIAOwlfi independent RIARIA to RIAAug 9, 2023Nov 30, 2023 (113 d)
Scott Wesley RossKingswood Wealth Advisors, LLC BD affiliatedOwlfi independent RIAAffiliated broker-dealer or bank to independent RIAMay 15, 2023May 16, 2023
Brennen Sean NewtonWoodbury Financial Services, Inc. BD affiliatedOwlfi otherOtherFeb 1, 2022Feb 3, 2022
Mark Edward StrattonMotiv8 Investments LLC independent RIAOwlfi otherOtherJan 18, 2022Jan 3, 2022
David William BushMotiv8 Investments LLC independent RIAOwlfi otherOtherJan 18, 2022Apr 27, 2021
Elliot Thomas OmansonMotiv8 Investments LLC independent RIAOwlfi otherOtherJan 18, 2022Apr 16, 2021
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7 moves match.