DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Maiden Cove Capital

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Joseph CollinsCapital Investment Advisors, LLC independent RIAMaiden Cove Capital independent RIARIA to RIAJan 9, 2026Jan 15, 2026
John GarofaloMorgan Stanley wirehouseMaiden Cove Capital independent RIAWirehouse to independent RIAApr 9, 2024Mar 5, 2025 (330 d)
Damien J SaccaniNewedge Advisors BD affiliatedMaiden Cove Capital independent RIAAffiliated broker-dealer or bank to independent RIAJun 2, 2021Mar 31, 2021
Beth Marie FrataliaFidelity Personal And Workplace Advisors BD affiliatedMaiden Cove Capital independent RIAAffiliated broker-dealer or bank to independent RIAApr 13, 2021Apr 25, 2021
Kiersten BrennanRaymond James Financial Services Advisors, Inc BD affiliatedMaiden Cove Capital independent RIAAffiliated broker-dealer or bank to independent RIAOct 12, 2020Jun 13, 2022 (609 d)
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5 moves match.