DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pelican Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Frances A Robinson-Bidwell | Level Four Advisory Services BD affiliated | Pelican Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2026 | Jul 1, 2026 |
| Bret Patrick Boudreaux | Cetera Investment Advisers LLC BD affiliated | Pelican Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2025 | Dec 23, 2025 |
| Alan Bryant Comer | Level Four Advisory Services BD affiliated | Pelican Investment Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 2, 2021 | May 28, 2021 |
| Sean E Davis | Level Four Advisory Services BD affiliated | Pelican Investment Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 27, 2021 | May 28, 2021 |
| Kathryn V Davis | Kassouf Wealth Advisors, LLC independent RIA | Pelican Investment Advisors, LLC no RAUM | RIA to a newly registered adviser | May 17, 2021 | May 17, 2021 |
| Randall Bernard Richardson | First Heartland Consultants, Inc. BD affiliated | Pelican Investment Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2020 | Jun 22, 2021 (356 d) |
| Kevin Bernard Richardson | Cetera Advisors LLC BD affiliated | Pelican Investment Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 7, 2019 | Jun 22, 2021 (593 d) |
| Lesley Paul Harleaux | Primerica Advisors national BD | Pelican Investment Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 2, 2012 | Oct 14, 2021 (3452 d) |
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8 moves match.