DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Smart Wealth, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Treshon Anthony IngramLiberty Wealth Management, LLC independent RIASmart Wealth, LLC independent RIARIA to RIAJan 5, 2026Jan 16, 2026
Jeremy Jordan Love ShamblenCharles Schwab & Co., Inc. national BDSmart Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 10, 2025Dec 23, 2025
Joshua Turner CheatleLPL Enterprise, LLC no RAUMSmart Wealth, LLC independent RIAOtherDec 11, 2024Dec 23, 2024
Brian Douglas McconnellDaviman Financial, LLC independent RIASmart Wealth, LLC independent RIARIA to RIAJul 29, 2024Jul 23, 2024
Miles Irvin MorrisseyUBS Financial Services Inc. wirehouseSmart Wealth, LLC independent RIAWirehouse to independent RIAMar 29, 2024Apr 2, 2024
Michael BeaulieuAmeritas Advisory Services, LLC BD affiliatedSmart Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 15, 2023May 25, 2023
Erik Martin BlankmeyerAe Wealth Management, LLC BD affiliatedSmart Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 16, 2022May 25, 2023 (190 d)
Bradley P StarkenNorthwestern Mutual Investment Services,LLC no RAUMSmart Wealth, LLC independent RIAOtherNov 9, 2022Dec 13, 2022 (34 d)
David Andrew BrooksAe Wealth Management, LLC BD affiliatedSmart Wealth, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJan 14, 2022Jan 7, 2022
Sean Patrick SwansonEagle Strategies LLC BD affiliatedSmart Wealth, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJan 11, 2022Jan 19, 2022
Dustin Michael GalvanEdward Jones national BDSmart Wealth, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJan 7, 2022Jan 19, 2022
Michael Lee SchudelAe Wealth Management, LLC BD affiliatedSmart Wealth, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserNov 22, 2021Oct 21, 2021
Joshua Aaron MuellerAe Wealth Management, LLC BD affiliatedSmart Wealth, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserNov 22, 2021Nov 23, 2021
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13 moves match.