DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Prosperitas Financial, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Anthony WaltersSwbc Investment Company independent RIAProsperitas Financial, LLC independent RIARIA to RIAJul 10, 2026Jul 29, 2026
Mark Stephen GustafsonPark Avenue Securities LLC BD affiliatedProsperitas Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 6, 2026Apr 9, 2026 (62 d)
Grant MoultonRaymond James Financial Services Advisors, Inc BD affiliatedProsperitas Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 30, 2025Oct 1, 2025
Ralph Donald DexterCentaurus Financial, Inc. BD affiliatedProsperitas Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 30, 2025Jul 2, 2025
Erica Guadalupe ZaragozaGwn Securities Inc. BD affiliatedProsperitas Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 12, 2025May 12, 2025
Gary Norman ClarkClark Asset Management + Associates, Inc. unclassifiedProsperitas Financial, LLC independent RIAOtherMar 6, 2025Dec 16, 2024
Howard MartinezLPL Financial LLC BD affiliatedProsperitas Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 15, 2024Aug 6, 2024
Donald Evan BlaunerCrown Capital Securities, L.P. BD affiliatedProsperitas Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 16, 2024May 29, 2025 (468 d)
Byron Patricio AlvaradoCetera Advisors LLC BD affiliatedProsperitas Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2023Aug 6, 2024 (219 d)
Heather Mary BrockhurstMML Investors Services, LLC BD affiliatedProsperitas Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 30, 2023Sep 6, 2023
Jessica Alane SaundersNoblebridge Wealth independent RIAProsperitas Financial, LLC independent RIARIA to RIAAug 10, 2023Aug 29, 2023
Jeremy Michael LeibowitzGwn Securities Inc. BD affiliatedProsperitas Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 2, 2023Feb 1, 2023
Jennifer Caryn BrownBrown Investment Management unclassifiedProsperitas Financial, LLC independent RIAOtherSep 20, 2022Sep 15, 2022
Jerry Robert CitarellaNext Financial Group, Inc. BD affiliatedProsperitas Financial, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 25, 2022Aug 31, 2021
Christopher Matthew IngramNext Financial Group, Inc. BD affiliatedProsperitas Financial, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 25, 2022Aug 31, 2021
Frederic Matthew WachtelNext Financial Group, Inc. BD affiliatedProsperitas Financial, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 25, 2022Aug 30, 2021
Kieran Thomas WongNext Financial Group, Inc. BD affiliatedProsperitas Financial, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 25, 2022Aug 30, 2021
Mark Thomas PetersenNext Financial Group, Inc. BD affiliatedProsperitas Financial, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 25, 2022Aug 31, 2021
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18 moves match.