DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wincap Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph L. Duran | Synergy Capital independent RIA | Wincap Financial LLC independent RIA | RIA to RIA | Jun 23, 2025 | Jun 20, 2025 |
| Lucas P Pavlatos | John Hancock Personal Financial Services, LLC BD affiliated | Wincap Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2024 | Jun 10, 2024 |
| Joseph Lepore | Edward Jones national BD | Wincap Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2024 | May 13, 2024 |
| Zachary John Ciampa | John Hancock Personal Financial Services, LLC BD affiliated | Wincap Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2023 | Dec 6, 2023 |
| Michael Patrick Collins | Captrust institutional | Wincap Financial LLC no RAUM | Other | Sep 7, 2021 | Sep 3, 2021 |
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5 moves match.