DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Private Wealth Asset Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Leabo | LPL Financial LLC BD affiliated | Private Wealth Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2025 | Aug 27, 2025 |
| Tyler Richard Schlumpf | Wells Fargo Advisors wirehouse | Private Wealth Asset Management independent RIA | Wirehouse to independent RIA | Mar 22, 2023 | May 24, 2023 (63 d) |
| Zachary Blackwell Ritchey | Wells Fargo Advisors wirehouse | Private Wealth Asset Management independent RIA | Wirehouse to independent RIA | Mar 16, 2023 | May 22, 2023 (67 d) |
| Aaron Bradley Curry | Raymond James Financial Services Advisors, Inc BD affiliated | Private Wealth Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2022 | Apr 11, 2022 |
| David Don Holtorf | Wells Fargo Advisors wirehouse | Private Wealth Asset Management no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 22, 2021 | Sep 28, 2021 |
| Heather Fortune Vestweber | Wells Fargo Advisors wirehouse | Private Wealth Asset Management no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 9, 2021 | Sep 7, 2021 |
| Deanna Lynn Connell | Wells Fargo Advisors wirehouse | Private Wealth Asset Management no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 8, 2021 | Sep 9, 2021 |
| Ryan Edward Nielsen | Osaic Wealth, Inc. BD affiliated | Private Wealth Asset Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 27, 2021 | Sep 7, 2021 |
| David Michael Hillner | Wells Fargo Advisors wirehouse | Private Wealth Asset Management no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 26, 2021 | Dec 8, 2021 (135 d) |
| Timothy Edward Durbin | Pnc Wealth Management other | Private Wealth Asset Management independent RIA | Other | Dec 17, 2015 | May 21, 2024 (3078 d) |
| David Edward Arens | Wells Fargo Advisors wirehouse | Private Wealth Asset Management independent RIA | Wirehouse to independent RIA | Dec 9, 2014 | Jan 4, 2022 (2583 d) |
| Bryan Jarman | Hepburn Capital Management, LLC other | Private Wealth Asset Management independent RIA | Other | Dec 4, 2013 | Jan 31, 2022 (2980 d) |
| Russell Wayne Samples | Edward Jones national BD | Private Wealth Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2012 | Jul 19, 2022 (3534 d) |
| Debra Marie Wilkens | Waddell & Reed other | Private Wealth Asset Management no RAUM | Other | Oct 28, 2008 | Nov 2, 2021 (4753 d) |
| Christine Marie Casey | Wells Fargo Investments, LLC unclassified | Private Wealth Asset Management independent RIA | Other | May 4, 2005 | Apr 4, 2022 (6179 d) |
Page 1 of 1
15 moves match.