DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vantage Financial Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Philip Mark Nybroten | Transcend Advisor Group, LLC independent RIA | Vantage Financial Partners, LLC independent RIA | RIA to RIA | Jul 1, 2024 | Jul 3, 2024 |
| Rachel Ann Pease | Ameriprise Financial Services, LLC national BD | Vantage Financial Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2023 | Oct 30, 2023 |
| Thomas W. Titus | Ameriprise Financial Services, LLC national BD | Vantage Financial Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2023 | Jan 2, 2024 (63 d) |
| Konstantinos Georje Georgostathis | Ameriprise Financial Services, LLC national BD | Vantage Financial Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2023 | Mar 6, 2023 |
| Christopher Kendall Johnson | Collaborative Financial Partners LLC independent RIA | Vantage Financial Partners, LLC independent RIA | RIA to RIA | Dec 31, 2022 | Feb 9, 2023 (40 d) |
| Jarrod Dean Hart | Rea Wealth Management independent RIA | Vantage Financial Partners, LLC independent RIA | RIA to RIA | Nov 18, 2022 | Jan 17, 2023 (60 d) |
| Michael Phillip Franks | Edward Jones national BD | Vantage Financial Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2022 | Apr 18, 2022 (76 d) |
| Adam Heath Walter | Thrivent Investment Management Inc. BD affiliated | Vantage Financial Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2021 | Feb 10, 2023 (497 d) |
| Jeremy James Gardner | Thrivent Advisor Network, LLC BD affiliated | Vantage Financial Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 19, 2021 | Aug 18, 2021 |
| Jesse Allen Niederbaumer | Thrivent Advisor Network, LLC BD affiliated | Vantage Financial Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 19, 2021 | Aug 18, 2021 |
| Matthew David Niederbaumer | Thrivent Advisor Network, LLC BD affiliated | Vantage Financial Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 19, 2021 | Sep 9, 2021 |
| Lori Zupin Fox | Thrivent Advisor Network, LLC BD affiliated | Vantage Financial Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 19, 2021 | Aug 18, 2021 |
| Andrew Allen Meyer | Thrivent Advisor Network, LLC BD affiliated | Vantage Financial Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 19, 2021 | Aug 18, 2021 |
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13 moves match.