DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Peak Financial Planning

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cody Michael EmersonBrightplan LLC no RAUMPeak Financial Planning independent RIAOtherMar 6, 2026Jun 6, 2026 (92 d)
Adam Michael HaynesCore Planning independent RIAPeak Financial Planning independent RIARIA to RIAFeb 25, 2026Jun 8, 2026 (103 d)
Matthew Charles WarnerDimensional Fund Advisors LP asset managerPeak Financial Planning independent RIAOtherJan 5, 2026Feb 2, 2026
Sean StevensonConfluence Financial Partners independent RIAPeak Financial Planning independent RIARIA to RIASep 12, 2025Sep 18, 2025
Anthony Jose CalderonOrion Portfolio Solutions, LLC BD affiliatedPeak Financial Planning independent RIAAffiliated broker-dealer or bank to independent RIAJan 2, 2025Jul 30, 2026 (574 d)
Eric AmzalagAmeriprise Financial Services, LLC national BDPeak Financial Planning independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2021Dec 8, 2021
Page 1 of 1
6 moves match.