DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mainsail Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John David Griffin | Lido independent RIA | Mainsail Financial Group independent RIA | RIA to RIA | May 27, 2026 | Jun 12, 2026 |
| Tonye Daye Wokoma | Lnw independent RIA | Mainsail Financial Group independent RIA | RIA to RIA | Jun 10, 2025 | Oct 16, 2025 (128 d) |
| Jennifer Sue Paterson | Journeytree Financial Advisors unclassified | Mainsail Financial Group independent RIA | Other | May 30, 2025 | Mar 25, 2025 |
| Joshua Eugene William Moore | Edward Jones national BD | Mainsail Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2025 | Mar 3, 2025 |
| Emanuel Tomas Roa | Fidelity Personal And Workplace Advisors BD affiliated | Mainsail Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2025 | Mar 21, 2025 (43 d) |
| Felicia Kathryn Fly | Cetera Investment Advisers LLC BD affiliated | Mainsail Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2024 | Feb 22, 2024 |
| Bradley Loren Anderson | Mercer Global Advisors Inc. independent RIA | Mainsail Financial Group independent RIA | RIA to RIA | Nov 1, 2023 | Mar 4, 2024 (124 d) |
| Adam Michael Laibson | Commonwealth Financial Network national BD | Mainsail Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 1, 2022 | Mar 14, 2022 |
| Brandon Lee Steele | Commonwealth Financial Network national BD | Mainsail Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 1, 2022 | Mar 14, 2022 |
| Samantha Xu Quxia Kennedy | Commonwealth Financial Network national BD | Mainsail Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 1, 2022 | Mar 15, 2022 |
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10 moves match.