DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Moran Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brett Michael Slattery | Willis Investment Counsel Inc other | Moran Wealth Management, LLC independent RIA | Other | Feb 25, 2026 | May 13, 2026 (77 d) |
| Charissa Ann Konz | Raymond James & Associates, Inc. national BD | Moran Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2026 | Mar 10, 2026 |
| Trent Louis Grzegorczyk | Resilient Financial Planning, LLC unclassified | Moran Wealth Management, LLC independent RIA | Other | May 31, 2024 | Feb 15, 2024 |
| Tyler William Hardt | Pelican Bay Capital Management unclassified | Moran Wealth Management, LLC independent RIA | Other | Feb 24, 2023 | Jan 24, 2023 |
| Michael John Mongin | Wells Fargo Advisors wirehouse | Moran Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Aug 30, 2022 | Sep 14, 2022 |
| Julie Rich | Wells Fargo Advisors wirehouse | Moran Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Aug 30, 2022 | Sep 2, 2022 |
| Kathleen Marie Herget | Wells Fargo Advisors wirehouse | Moran Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Aug 30, 2022 | Sep 19, 2022 |
| Jeffrey Lebriton | Wells Fargo Advisors wirehouse | Moran Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Aug 30, 2022 | Sep 12, 2022 |
| Chelsea Rae Ganey | Wells Fargo Advisors wirehouse | Moran Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Aug 30, 2022 | Sep 2, 2022 |
| Ryan Elizabeth Frank | Wells Fargo Advisors wirehouse | Moran Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Aug 30, 2022 | Sep 20, 2022 |
| Thomas Michael Moran | Wells Fargo Advisors wirehouse | Moran Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Aug 30, 2022 | Aug 22, 2022 |
| Shichen Xu | Wells Fargo Advisors wirehouse | Moran Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Aug 8, 2022 | Mar 20, 2024 (590 d) |
| Christina Shaw | Wells Fargo Advisors wirehouse | Moran Wealth Management, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 24, 2022 | May 31, 2022 |
| Richard A Simpson | Wells Fargo Advisors wirehouse | Moran Wealth Management, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 24, 2022 | May 31, 2022 |
| Corey Grant | Wells Fargo Advisors wirehouse | Moran Wealth Management, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 24, 2022 | May 31, 2022 |
| Charles Edward Chesebrough | Wells Fargo Advisors wirehouse | Moran Wealth Management, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 24, 2022 | May 31, 2022 |
| Donald Edward Drury | Wells Fargo Advisors wirehouse | Moran Wealth Management, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 6, 2022 | May 16, 2022 |
| Kylen Shea O'Keeffe | Wells Fargo Advisors wirehouse | Moran Wealth Management, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 6, 2022 | May 16, 2022 |
| Mark Anthony Matos | Hbks Wealth Advisors independent RIA | Moran Wealth Management, LLC independent RIA | RIA to RIA | Jan 21, 2022 | Jul 7, 2023 (532 d) |
| Andrew W Browne | MML Investors Services, LLC BD affiliated | Moran Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2018 | Apr 30, 2026 (2841 d) |
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20 moves match.