DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Simple Financial, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ryan K AndersonAegis Wealth Management, Inc. independent RIASimple Financial, LLC state registeredRIA to a state-registered adviserJun 18, 2025Apr 11, 2023
Kayzia WilliamsBankers Life Advisory Services, Inc. BD affiliatedSimple Financial, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserApr 25, 2025Aug 12, 2025 (109 d)
Randy Steven FarishGradient Advisors, LLC independent RIASimple Financial, LLC state registeredRIA to a state-registered adviserDec 31, 2022Mar 24, 2023 (83 d)
Nathan Hatch BilleterGradient Advisors, LLC independent RIASimple Financial, LLC state registeredRIA to a state-registered adviserDec 31, 2022Mar 24, 2023 (83 d)
Lawrence Wayne GrayGradient Advisors, LLC independent RIASimple Financial, LLC state registeredRIA to a state-registered adviserDec 31, 2022Mar 27, 2023 (86 d)
Jonathan Kirk CarrollGradient Advisors, LLC independent RIASimple Financial, LLC state registeredRIA to a state-registered adviserDec 31, 2022Mar 27, 2023 (86 d)
Justin Carlos LizamaGradient Advisors, LLC independent RIASimple Financial, LLC state registeredRIA to a state-registered adviserDec 31, 2022Mar 24, 2023 (83 d)
David John TizekkerKey Investment Services LLC otherSimple Financial, LLC state registeredOtherSep 6, 2006Mar 27, 2025 (6777 d)
Page 1 of 1
8 moves match.