DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fefa Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Josip Paul Pehar | Knights Of Columbus Asset Advisors LLC institutional | Fefa Financial independent RIA | Other | Mar 13, 2026 | Apr 9, 2026 |
| Matthew Alexander Losse | Prosperity Capital Advisors independent RIA | Fefa Financial independent RIA | RIA to RIA | Sep 15, 2025 | Jan 8, 2026 (115 d) |
| Austin Daniel Hanse | Ae Wealth Management, LLC independent RIA | Fefa Financial no RAUM | RIA to a newly registered adviser | Mar 29, 2024 | May 31, 2023 |
| Andrew Thomas Stringer | Ae Wealth Management, LLC independent RIA | Fefa Financial no RAUM | RIA to a newly registered adviser | Mar 29, 2024 | May 31, 2023 |
| Sheri Janelle Messer | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 19, 2024 | May 31, 2023 |
| Brett Thomas Lawless | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 19, 2024 | May 31, 2023 |
| Zachary Brandon Smythe | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 19, 2024 | May 31, 2023 |
| Patrick Christopher Stradtman | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 19, 2024 | May 31, 2023 |
| Lucas Andrew Wapinsky | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 19, 2024 | May 31, 2023 |
| William Rosen | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 19, 2024 | May 31, 2023 |
| Richard Luckie Stradtman | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 19, 2024 | May 31, 2023 |
| Kacy Lee Brannum | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 19, 2024 | May 31, 2023 |
| Lindsay Morgan High | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 19, 2024 | May 31, 2023 |
| John Marshall Girault III | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 19, 2024 | May 31, 2023 |
| Benjamin David Schweppe | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 19, 2024 | May 31, 2023 |
| August Rene Goldkamp | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 6, 2023 | May 31, 2023 |
| Amy Weigand | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 6, 2023 | May 31, 2023 |
| Kirby Ray Cundiff | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 6, 2023 | May 30, 2023 |
| Trisha Joy Adame | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 6, 2023 | May 31, 2023 |
| Matthew Raymond Gelman | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 6, 2023 | May 31, 2023 |
| Wayne Robert Atkins | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 6, 2023 | May 31, 2023 |
| Raul Guadalupe Barcenes | Equitable Advisors, LLC national BD | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 18, 2023 | Jun 30, 2023 (43 d) |
| Jason Allen Shepard | Wells Fargo Advisors wirehouse | Fefa Financial no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 14, 2023 | Jul 4, 2023 (81 d) |
| Jacob Robert Winiger | Fisher Investments independent RIA | Fefa Financial no RAUM | RIA to a newly registered adviser | Oct 17, 2022 | Jun 22, 2023 (248 d) |
| John Ratchford | Advocacy Wealth Management, LLC independent RIA | Fefa Financial no RAUM | RIA to a newly registered adviser | Dec 13, 2019 | Aug 8, 2023 (1334 d) |
Page 1 of 1
25 moves match.